Search for: "Portfolio Investment Exchange, Inc."
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16 Nov 2016, 8:33 am
ETFs are usually registered investment companies whose shares represent an interest in a portfolio of securities that track an underlying benchmark or index. [read post]
16 Nov 2016, 8:33 am
ETFs are usually registered investment companies whose shares represent an interest in a portfolio of securities that track an underlying benchmark or index. [read post]
4 Nov 2016, 12:47 pm
ETFs are usually registered investment companies whose shares represent an interest in a portfolio of securities that track an underlying benchmark or index. [read post]
29 Sep 2016, 6:49 am
” Meanwhile, Levan engaged an investment bank to advise on the possible sale of some loans in the troubled portfolio. [read post]
29 Aug 2016, 4:00 am
Public Citizen, Inc. has filed an amicus brief in support of the U.S. [read post]
15 Jul 2016, 12:44 pm
Weiss and his firm, Family Endowment Partners (FEP), along with relief defendants MIP Global Inc., Mosaic Enterprises Inc., Mosaic Investment Partners Inc., and Weiss Capital Real Estate Group, LLC. [read post]
15 Jun 2016, 8:08 am
Reading the incoming request letter, and the staff’s response and the Companion C&DIs in pari materia tell Citizen VC’s plans and also reveal the staff’s views about several of the most important issues: (1) The quality of the relationship between an issuer (or its agent) and an investor is the most important factor in determining if a “substantive” relationship exists;… [read post]
3 Jun 2016, 7:04 am
In the past, the Securities Exchange Commission (“SEC”) has generally avoided second-guessing the professional judgment of CCOs. [read post]
17 Apr 2016, 8:27 am
I recently had the privilege of speaking about the Trans-Pacific Partnership (TPP) at the Fordham 24th Annual Intellectual Property Law and Policy Conference, a stellar international IP conference. [read post]
14 Apr 2016, 7:45 am
Those considering joining would be well-advised to get some help in understanding how these terms will apply to their specific intellectual property portfolio, products, components and services. [read post]
12 Apr 2016, 3:50 pm
Also, the Rule only applies where a recommendation is provided directly or indirectly in exchange for a “fee or other compensation. [read post]
12 Apr 2016, 3:50 pm
Also, the Rule only applies where a recommendation is provided directly or indirectly in exchange for a “fee or other compensation. [read post]
11 Apr 2016, 11:28 am
The Securities and Exchange Commission today announced that Marshall S. [read post]
5 Apr 2016, 10:51 am
Healthcare Investment, LLC, No. 1:16-cv-00643 (D.S.C. [read post]
20 Mar 2016, 5:55 am
The manager of ACF is Aequitas Capital Management, Inc. [read post]
7 Mar 2016, 1:36 pm
Bloodhound Technologies, Inc., 65 A.3d 618 (Del. [read post]
24 Feb 2016, 11:27 am
In 2014, a federal judge ordered Aequitas Capital Management Inc. to set aside nearly $2.5 million ahead of a trial in a civil lawsuit relating to commissions on a portfolio of student loans. [read post]
11 Feb 2016, 8:19 am
Lucia Companies, Inc. v. [read post]
21 Jan 2016, 7:44 am
A unit investment trust (UIT) is an exchange-traded mutual fund offering a fixed (unmanaged) portfolio of securities having a definite life. [read post]
19 Jan 2016, 6:00 am
The SEC also instituted proceedings against Alpha Fiduciary, Inc. [read post]
