Search for: "Portfolio Management & Investigations, LLC"
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13 Feb 2013, 11:16 am
According to Sentio’s website, the current Sentio Healthcare portfolio features 15 properties, managed by 11 different operators, located in 10 different states. [read post]
11 Feb 2013, 9:33 am
Additionally, approximately 2.5% dealer manager fee and up to 1.0% distribution fee was also deducted from the primary offering price, and up to 1.5% of the proceeds from the sale of shares may have been allocated to the Advisor (Dividend Capital Total Advisors Group LLC) for incurring or paying offering expenses. [read post]
24 Jan 2013, 2:50 am
I am the President and CEO of MPEG LA, LLC. [read post]
7 Jan 2013, 6:00 pm
The SEC sued Marc Gabelli, the portfolio manager of GGGF, and Bruce Alpert, the Chief Operating Officer of Gabelli Funds, LLC (“Gabelli”), GGGF’s investment advisor. [read post]
29 Dec 2012, 9:15 am
The fund liquidated in 2009.Fund adviser and administrator Claymore Advisors LLC, which is located in Lisle, Ill., and the sub-adviser responsible for managing HCE’s portfolio, St. [read post]
19 Dec 2012, 11:45 am
Fund adviser and administrator Claymore Advisors LLC, which is located in Lisle, Ill., and the sub-adviser responsible for managing HCE’s portfolio, St. [read post]
20 Nov 2012, 9:33 pm
The actual defendants include University of Michigan neurology professor Sidney Gilman, hedge fund advisory firm CR Intrinsic Investors LLC, and Matthew Martoma, a portfolio manager at CR Intrinsic between 2006 and 2010. [read post]
12 Oct 2012, 5:58 pm
Gabelli was the portfolio manager of a mutual fund known as Gabelli Global Growth Fund (GGGF). [read post]
20 Aug 2012, 3:09 pm
Motorola requested that the ITC set a target date of no more than 15 months for the requested Section 337 investigation. [read post]
7 Aug 2012, 3:15 pm
PAYROLL MANAGEMENT INC.; PAYROLL MANAGEMENT INC. of DELAWARE; and PMI EMPLOYEE LEASING, INC., Defendants. [read post]
3 Jul 2012, 1:47 pm
http://bit.ly/Q6l41Q (Morrison Foerster) The Convergence of Big Data and Social Media – http://bit.ly/LG54W5 (Sean Gelles) Vendor Views Industry Landscape 17a-4 llc’s DataParser™ Supports Enhancements to Bloomberg® Feed – http://bit.ly/Ld3B5e (PR Web) AccessData to License Software Connectors – http://bit.ly/LBFD8l (Evan Koblentz) Allen J. [read post]
2 Jul 2012, 10:02 am
He also did not comment on any pending investigations. [read post]
28 Jun 2012, 9:42 am
An investor would be wise to investigate the wealth manager and ask questions about why the manager recommends a particular investment vehicle, the fees associated with the product, and how the product will build the client’s diverse portfolio and fit within a risk strategy. [read post]
20 Jun 2012, 9:40 pm
According to the SEC’s allegations, Morriss’ investors were told that their money would be invested in a portfolio of technology companies and financial services by his private management companies and investment funds. [read post]
17 Jun 2012, 3:52 pm
He is also a patent attorney and Owner of the innovative law firm Jenei LLC. [read post]
28 Apr 2012, 8:50 pm
Nationstar Mortgage LLC (NSM) will buy its portfolio. [read post]
19 Mar 2012, 11:11 am
The investigation resulted in two settled enforcement actions last year against AXA Rosenberg Group LLC and Barr M. [read post]
6 Mar 2012, 8:33 am
The money invested in the annuity is invested in “subaccounts” and the remaining income payments vary depending on the performance of the managed portfolio. [read post]
6 Mar 2012, 8:33 am
The money invested in the annuity is invested in “subaccounts” and the remaining income payments vary depending on the performance of the managed portfolio. [read post]
27 Feb 2012, 1:16 pm
Municipal Securities: On the whole, municipal securities may offer significant benefits to many investors and can be an important component of a diversified portfolio. [read post]
