Search for: "Secure Payment Systems, Inc."
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23 Feb 2010, 3:00 pm
The system would flag for review any transaction or account meeting certain parameters established by the firm relating to, for example, account turnover and concentration levels in a particular security or class of security. [read post]
23 Feb 2010, 3:00 pm
The system would flag for review any transaction or account meeting certain parameters established by the firm relating to, for example, account turnover and concentration levels in a particular security or class of security. [read post]
25 Oct 2011, 4:38 am
NASD Regulation Inc. filed the original complaint, charging Fiero and his brokerage firm with practicing short selling securities in order to lower the price 10 NASDAQ securities. [read post]
7 Dec 2018, 4:00 am
State Education Department (SED): Security Over Critical Information Systems (Follow-Up) (2018-F-17)An initial audit report issued in July 2017, found that although SED had taken a number of steps to secure its critical information systems and associated data, there was still a risk that unauthorized persons could access these systems. [read post]
7 Dec 2018, 4:00 am
State Education Department (SED): Security Over Critical Information Systems (Follow-Up) (2018-F-17)An initial audit report issued in July 2017, found that although SED had taken a number of steps to secure its critical information systems and associated data, there was still a risk that unauthorized persons could access these systems. [read post]
24 Jul 2012, 10:29 am
While the bank’s security system flagged each one of the transactions as “high risk” because they were inconsistent with the timing, value, and geographic location of PATCO’s regular payment orders, the bank’s security system did not notify PATCO of this information and allowed the payments to go through. [read post]
30 Apr 2012, 6:25 am
A company should never ask for a large upfront payment to modify a loan and they should never guarantee that they will secure a modification. [read post]
24 Aug 2022, 9:01 pm
” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]
22 Sep 2018, 10:40 am
Selling away misconduct often occurs where brokerage firms either fail to put in place a reasonable supervisory system or fail to actually implement that system. [read post]
27 Mar 2019, 10:16 am
On March 22, 2017, then-Chairman Jason Chaffetz and Ranking Member Cummings requested information on whether Michael Flynn had fully disclosed his payments from Russian, Turkish or other foreign sources, including the Kremlin-backed media outlet RT. [read post]
26 Jan 2021, 1:30 pm
Patent No. 6,651,885, a “multi-function transaction processing system,” which includes a transaction processing system with the ability to attach a payment to a user account, among other functions, and alleged infringement literally or through the doctrine of equivalents. [read post]
2 Oct 2013, 9:00 am
Natural Provisions, Inc. agreed to pay $15,000 in civil penalties, an additional $15,000 in upgrades for its information technology systems, and to take the steps necessary to prevent future data breaches. [read post]
18 Dec 2018, 12:40 pm
In its Public Statement, the SEC referred to two recent enforcement actions against Paragon Coin, Inc. and CarrierEQ, Inc. [read post]
9 Feb 2011, 11:33 am
H&R Block Tax Services, Inc. v. [read post]
20 Jul 2012, 3:36 am
., Inc. v Anglin, 54 AD3d 495 The New York State and Local Police and Fire Retirement System determined that an Port Authority Police Sergeant’s final average salary was $166,432.83, a figure that did not include any of the premium payments the Sergeant had received for having to work instead of taking vacation days, etc., after the terrorist attack of September 11, 2001. [read post]
13 May 2011, 1:28 pm
Future Systems, 71 Cal.App.3d 809, 814, 816 (1977). [read post]
25 Mar 2024, 6:38 am
UHG Attack On February 21, 2024, a ransomware attack executed by the Blackcat1234 ransomware group took control of and shut down the payment, revenue cycle management and related tools and systems of UHG Subsidiary Change Healthcare. [read post]
16 Jul 2008, 4:29 pm
Computer Chips with Guidance System Applications to China - On October 6, 2004, Ting-Ih Hsu, a naturalized U.S. citizen and president of Azure Systems, Inc., and Hai Lin Nee, a Chinese citizen and an employee of Azure, were sentenced to three years' probation for false statements in connection with the illegal export of low-noise amplifier chips to China. [read post]
26 Aug 2019, 3:08 pm
INX Digital, Inc. [read post]
8 Nov 2009, 7:17 pm
The IRS has announced that it has awarded a contract to RBS WorldPay Inc. to supply the technological systems that will enable it to provide electronic payment options to individual and business taxpayers. [read post]
