Search for: "Security First Managers, LLC."
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31 Aug 2023, 8:40 am
To receive information from Liskow & Lewis, your information will be kept in a secured contact database. [read post]
31 Aug 2023, 7:38 am
In order to compete for an SBA set-aside contract, businesses meeting the eligibility requirements, must first register on the System for Award Management (SAM.gov). [read post]
30 Aug 2023, 2:12 pm
LLC, 372 NLRB No. 310 (Aug 25, 2023), created a new standard that essentially revived the dormant Joy Silk Mills doctrine with some modifications, thus allowing unions to achieve recognition as the certified bargaining representative of employees without requiring a formal NLRB secret-ballot election. [read post]
30 Aug 2023, 10:13 am
Morgan Stanley Smith Barney, LLC – FINRA Case No. 21-00203, click here. [read post]
30 Aug 2023, 5:03 am
Titan Global Capital Management USA LLC, a New York-based FinTech investment adviser, used this hypothetical performance in its advertisements. [read post]
29 Aug 2023, 12:32 pm
First Southwest Company, LLC and Southwest Securities, Inc. subsequently merged into what is now Hilltop Securities, Inc., in 2016. [read post]
27 Aug 2023, 7:49 pm
From June 2019 through May 2022, Liddle purportedly misappropriated the money from clients of Prosper Wealth Management, LLC (“PWM”), an investment adviser which he controlled. [read post]
25 Aug 2023, 5:58 pm
; (4) Managing Everything, Everywhere, All at Once: How to have an effective board in these unusually challenging times? [read post]
25 Aug 2023, 5:00 am
appeared first on Lombardo Law Office. [read post]
24 Aug 2023, 8:57 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
21 Aug 2023, 8:12 am
The Securities and Exchange Commission charged Titan Global Capital Management USA LLC, a New York-based FinTech investment adviser, for using hypothetical performance metrics in advertisements that were misleading. [read post]
17 Aug 2023, 10:49 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
16 Aug 2023, 10:52 am
Jarkesy George Jarkesy founded a pair of hedge funds that managed approximately $24 million in assets from 120 investors. [read post]
16 Aug 2023, 9:04 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated [read post]
16 Aug 2023, 8:31 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
10 Aug 2023, 9:31 am
Examples of Regulation Best Interest On Sept. 6, 2022, Perceptive Advisors LLC was charged with allegedly failing to disclose conflicts of interest related to its personnel’s alleged ownership of sponsors of special purpose acquisition companies. [read post]
8 Aug 2023, 11:25 am
The post Purshe Kaplan Brokers William Weisbrod and Lilia Nia Sanctioned appeared first on The White Law Group. [read post]
7 Aug 2023, 12:43 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
7 Aug 2023, 12:14 pm
He can be reached at Jeff@JeffNewmanLaw.com The post Theorem Fund Services, LLC, fund adinistrator charged $122,000 for missing red flags of fraud on private fund appeared first on Jeff Newman Law. [read post]
4 Aug 2023, 4:42 pm
The New Standard for Evaluating Work Rules Under the new standard, first, the General Counsel must merely establish that rule has a reasonable tendency to chill employees from exercising their rights. [read post]
