Search for: "Security Services v. Equity Management"
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15 Nov 2017, 7:39 pm
Bank in its capacity as Indenture Trustee for the benefit of the Noteholders, and would impair its perfected security interests in the NCSLTs’ student loans, related collections and contractual agreements. [read post]
Guest Post: Halliburton II Price Impact Defenses Can Limit Severity on Deficient Exchange Act Claims
12 Jan 2021, 2:19 pm
Coffee, Jr., indicated that the “scope of “event-driven” litigation could expand rapidly,” which it has, and led to successful recoveries for public equity investors in BP (2017), Petrobras (2018), Signet Jewelers (2019), and Equifax (2020), among others.[1] As 2021 kicks-off, and investors frolic on the peaks of public equity valuations, the sustained frequency of securities class actions since 2017 continues to layer on new long-tail claims… [read post]
22 Oct 2019, 11:06 am
Of particular concern for the government are products and services that use encryption systems where the manufacturer or service provider does not retain the capability to decrypt the data, such as is the case with iPhones, iMessage and WhatsApp. [read post]
1 Sep 2023, 6:30 am
SEC in Securities Enforcement Cases Posted by J.W. [read post]
1 Sep 2023, 6:30 am
SEC in Securities Enforcement Cases Posted by J.W. [read post]
23 Sep 2013, 8:47 am
Title V of the JOBS Act raised the limit on the number of shareholders a company may have before it triggers public reporting requirements from 500 to 2,000 accredited investors. [read post]
9 Nov 2017, 3:44 pm
Major elements of the changes in the revised regulations include: Financial Transactions ➥ In accordance with the NSPM, the State Department is publishing a list of entities and subentities that are under the control of, or act for or on behalf of, the Cuban military, intelligence, or security services or personnel and with which direct financial transactions would disproportionately benefit the Cuban military, intelligence, or security… [read post]
9 Jul 2021, 7:03 am
The Nez Perce Tribe Law & Order Executive Officer (Manager-V), Lapwai, ID. [read post]
15 Feb 2024, 9:05 pm
The nature and amounts of all compensation that has or will be awarded to, earned by or paid to the sponsor, its affiliates and any promoters for all services rendered in all capacities to the SPAC and its affiliates, as well as the nature and amounts of any reimbursements to be paid to the sponsor, its affiliates and any promoters upon the completion of a de-SPAC transaction. [read post]
4 Jun 2011, 7:33 am
If you care about the startup company ecosystem, I encourage you to give this question some thought and write the SEC. [1]Persons covered include (i) the issuer, (ii) any predecessor of the issuer; (iii) any affiliated issuer; (iv) any director, officer, general partner or managing member of the issuer; (v) any beneficial owner of 10% or more of any class of the issuer’s equity securities; (vi) any promoter connect with the issuer in any capacity at the… [read post]
5 Jun 2012, 6:54 pm
[iv] Ibid, at para 1.6 [v] 16 C.F.R. [read post]
29 Jan 2018, 8:27 pm
Sources [1] Ziegler Capital Management, Senior Secured Bank Loans, (2017), http://www.zcmfunds.com/FRF-Documents/Floating_Rate_Fund-Whitepaper.pdf. [2] http://www.streetofwalls.com/finance-training-courses/investment-banking-technical-training/leveraged-buyout-analysis/ [3] Joseph V. [read post]
23 Jul 2007, 10:17 am
According to the opinion for the court by Judge Diane Wood, Todd Bernier, the financial services company's associate director of equity research who is not gay, became increasingly perturbed by the conduct of Christopher Davis, a gay securities analyst. [read post]
4 Oct 2013, 12:00 am
” In 1910, a GM engineer testifying in MacPherson v. [read post]
27 Jun 2014, 5:00 am
Whitman’s “all other compensation,” were home security services and imputed income with respect to attendance at HP events by Ms. [read post]
18 Jul 2012, 2:09 am
The equity consolidation, into the hands of the CEO, is not exactly positive from a risk-management point of view, but that is separate from the legal considerations. [read post]
2 Aug 2021, 7:53 am
Semantix operates in accordance with certified quality and security standards according to ISO 9001, 17100, 27001, and 14001. [read post]
3 Jul 2013, 2:55 pm
As of June 30, 2013 equity total return swaps on foreign securities became designated as “mixed swaps” subject to both SEC and CFTC jurisdiction. [read post]
11 Jun 2020, 7:25 am
The draft Indenture received by USB on August 25, 2014, two days prior to closing, showed a change in the Investment Manager from Wealth Assurance AG to Private Equity Management, LLC. [read post]
11 Dec 2008, 7:48 am
Gordon and Tracy V. [read post]
