Search for: "U.S. Commodity Futures Trading Commission"
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20 Feb 2018, 1:58 pm
On February 19, The US Commodity Futures Trading Commission (“CFTC“) and the UK’s Financial Conduct Authority (“FCA“) signed an arrangement that commits the regulators to collaborating and supporting innovative firms through each other’s financial technology (“FinTech“) initiatives — LabCFTC and FCA Innovate. [read post]
7 Sep 2020, 9:00 pm
Commodity Futures Trading Commission (CFTC) announced a court order of default judgment in its case against Joshua Christian McDonald and his company, Perfection PR Firm LLC (PPR). [read post]
8 Sep 2020, 6:40 am
Commodity Futures Trading Commission (CFTC) announced a court order of default judgment in its case against Joshua Christian McDonald and his company, Perfection PR Firm LLC (PPR). [read post]
19 Jul 2018, 6:08 am
Commodity Futures Trading Commission. [read post]
4 Apr 2024, 8:57 am
On March 22, the Commodity Futures Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for a $7 million enforcement action taken against the U.S. [read post]
23 Feb 2012, 6:15 pm
The Commodity Futures Trading Commission is suing Texas resident Christopher Cornett for alleged solicitation fraud, issuing false account statements, misappropriation of participants’ funds, and not registering in connection with an off-exchange foreign currency fraud. [read post]
11 Dec 2017, 1:54 pm
Commodity Futures Trading Commission‘s (“CFTC“) Division of Market Oversight announced in a no-action letter that it had extended relief it provided certain CFTC-registered swap dealers (“SD“) and major swap participants (“MSP“) in November 2016. [read post]
4 Apr 2012, 5:54 am
Lehman Suit: The Commodity Futures Trading Commission is expected this week to file a civil case against JPMorgan Chase for actions tied to the demise of Lehman Brothers. [read post]
11 Jul 2020, 6:29 am
Securities and Exchange Commission and the U.S. [read post]
3 Dec 2014, 9:30 pm
Commodity Futures Trading Commission, U.S. [read post]
25 Feb 2011, 12:00 pm
Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) from proposed budget cuts. [read post]
23 Oct 2012, 8:35 am
CFTC Eases Access to Swaps Data: Extraterritoriality UpdateThe Commodity and Futures Trading Commission (CFTC) voted 3-2 on Monday to approve a rule that makes it easier for foreign regulators to access U.S. swaps data. [read post]
16 Jul 2009, 12:15 pm
Commodity Futures Trading Commission charges Gresham with soliciting more than $15 million from at least 75 investors to further his scheme. [read post]
31 Oct 2011, 7:00 am
The unregistered Commodity Pool Operator (“CPO”) and its two APs were found by a U.S. [read post]
6 Apr 2016, 11:02 pm
Neither the Securities and Exchange Commission (SEC), which oversees securities markets, nor the Commodity Futures Trading Commission (CFTC), which regulates most derivatives trading , have specifically defined the term. [read post]
26 Aug 2020, 11:16 am
Commodity Futures Trading Commission (CFTC) announced that a judge had entered a consent order resolving charges against the New York Mercantile Exchange (NYMEX) and former employees William Byrnes and Christopher Curtin. [read post]
11 Aug 2022, 6:32 am
Today [Aug. 10, 2022], the Commission is considering whether to propose joint amendments with the Commodity Futures Trading Commission (CFTC) to Form PF, an important reporting tool that the Commission and the Financial Stability Oversight Council (FSOC) use, respectively, to protect investors and monitor systemic risk. [read post]
11 Aug 2022, 6:32 am
Today [Aug. 10, 2022], the Commission is considering whether to propose joint amendments with the Commodity Futures Trading Commission (CFTC) to Form PF, an important reporting tool that the Commission and the Financial Stability Oversight Council (FSOC) use, respectively, to protect investors and monitor systemic risk. [read post]
7 Nov 2022, 6:37 am
Commodity Futures Trading Commission (CFTC)’s 2022 fiscal report highlights the largest-ever whistleblower award made under the Dodd-Frank Act. [read post]
13 Oct 2023, 12:20 pm
Commodity Futures Trading Commission (CFTC) issued an $18 million whistleblower award to an individual who voluntarily provided original information and further assistance which led to successful enforcement actions by both the CFTC and another agency. [read post]
