Search for: "US Asset Management Inc."
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30 Mar 2023, 10:04 am
Many broker-dealers and financial management firms recommended Northstar to investors, including: Bankoh Investment Services, Inc., Cetera Financial CommunityAmerica Financial Solutions East West Bank Hancock Whitney Investment Services P. [read post]
30 Mar 2023, 6:52 am
FINRA Rule 2150 (Improper Use of Customers’ Securities or Funds; Prohibition Against Guarantees and Sharing in Accounts) prohibits broker-dealers from misusing customer assets or sharing in customer accounts. [read post]
26 Mar 2023, 9:01 pm
This post comes to us from Covington & Burling LLP. [read post]
6 Mar 2023, 4:07 am
Again, whether Mekhaya can prove those facts is immaterial to the stage of these proceedings as they reach us here. [read post]
3 Mar 2023, 10:17 am
Criminal Code authorized potential sentences of between 10 to 20 years of imprisonment as well as subjected charged defendants to asset forfeiture upon conviction. [read post]
27 Feb 2023, 6:31 am
Some stakeholders think that asset managers aren’t using the influence of their voting power to address environmental and social issues at companies. [read post]
27 Feb 2023, 6:31 am
Some stakeholders think that asset managers aren’t using the influence of their voting power to address environmental and social issues at companies. [read post]
26 Feb 2023, 4:37 pm
Stewart, who wrote up the agreement using a self-counsel precedent. [read post]
23 Feb 2023, 9:01 pm
The section is incredibly adept at proactively using data analytics to build cases. [read post]
21 Feb 2023, 7:04 am
Citigroup Inc. is an investment firm headquartered in New York with more than $700 billion in assets under management. [read post]
21 Feb 2023, 6:11 am
Shearman worked for a large group of lenders including Arcmont Asset Management, Intermediate Capital Group and HPS Investment Partners, as designated counsel on the Access Group deal. [read post]
19 Feb 2023, 9:01 pm
Ishan admitted that he had used material nonpublic information from his employer to tip his brother and a friend to purchase a variety of digital assets prior to announcements by Coinbase that the assets would be listed on the company’s platform. [read post]
15 Feb 2023, 7:38 am
UOP, Inc. (1983)[6], and has been adopted by other courts, including those in New Jersey. [read post]
14 Feb 2023, 7:02 am
LLP (2.72 percent), and JPMorgan Investment Management, Inc. (2.11 percent). [read post]
14 Feb 2023, 6:31 am
Say-on-Pay: Investor voting decision data was collected from public filings, including N-PX released in August 2022, for companies in the S&P 500 and Russell 3000 for the big three asset managers (a.k.a “Big 3”), BlackRock, Inc., Vanguard Group, State Street Global Advisors. [read post]
14 Feb 2023, 6:31 am
Say-on-Pay: Investor voting decision data was collected from public filings, including N-PX released in August 2022, for companies in the S&P 500 and Russell 3000 for the big three asset managers (a.k.a “Big 3”), BlackRock, Inc., Vanguard Group, State Street Global Advisors. [read post]
13 Feb 2023, 7:28 am
Mac Conwell, Founder and Managing Partner of RareBreed Ventures, offered a personal story of why the ICAN Act is needed. [read post]
13 Feb 2023, 5:59 am
Under the LLC Act, a person who participates materially in the management of the limited liability company, irrespective of whether the governing LLC agreement formally names such person(s) as a manager, constitutes an acting manager. [read post]
8 Feb 2023, 2:40 pm
Instead of paying as he promised, he evaded collection efforts and sought to hide his assets from the IRS, including by diverting money to other entities and putting assets in the name of his children. [read post]
5 Feb 2023, 5:12 pm
Allegations in Petition The petition for dissolution includes allegations that: (i) the other manager is causing the Company not to pay for lumber sold by the remaining member; (ii) the managers are not able to agree on certain aspects of running a business; (iii) the respondent manager is using assets of the Company to facilitate loans to his own company; (iv) the remaining member is using its… [read post]
