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5 Jun 2019, 9:29 am
“The rules and interpretations we are adopting today address issues that the Commission has been actively considering for nearly two decades,” said SEC Chairman Jay Clayton. [read post]
5 Jun 2019, 8:13 am
As it happens, it’s the direction Trump was going anyway. [read post]
4 Jun 2019, 1:06 pm
Riyanka also focused the panels, for example, “Jay Mandal was absolutely fantastic discussing the meaning of practice readiness for 21st Century Lawyers. [read post]
4 Jun 2019, 12:29 pm
Jay Raymond, presently head of the Air Force Space Command, to lead the new U.S. [read post]
4 Jun 2019, 11:41 am
Raymond Santana, Niecy Nash, President of John Jay College, Karol Mason, Kevin Richardson, and Yusef Salaam participated in a discussion at the Innocence Network Conference Panel in Atlanta in April 2019. [read post]
4 Jun 2019, 5:37 am
According to Shearman & Sterling partner Jay Baris, the first thing to focus on when considering investments in digital assets is what the client is trying to accomplish and whether the client is a fund, bank, or other type of specifically regulated service provider. [read post]
3 Jun 2019, 2:11 pm
“Teachers, active duty military, and veterans provide tremendous service to our country, often at great personal and financial sacrifice to themselves and their families, yet far too often are targeted and fall victim to securities fraud and other misconduct,” said Chairman Jay Clayton. [read post]
3 Jun 2019, 9:41 am
Zerrusen will serve as Chairman Jay Clayton's Senior Advisor for Cybersecurity Policy. [read post]
2 Jun 2019, 5:26 am
Tal Axelrod on the Hill reports that Democratic presidential candidate Jay Inslee ’s new immigration platform, which was released late last week, specifically targets President Trump ’s border agenda, vowing to end a slate of White House policies meant to... [read post]
1 Jun 2019, 1:51 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4624/securities-industry-commentator/Courts Tell Divorced Stockbroker to Try A Little Bit Harder (BrokeAndBroker.com Blog)Final Defendant Pleads Guilty to $550 Million Ponzi Scheme—One of the Largest Ever Charged in Maryland / Jay Ledford Created False Documents to Conceal the Fraud; SEC Has Related Civil Action (DOJ Release)SEC Charges… [read post]
1 Jun 2019, 1:51 am
Final Defendant Pleads Guilty to $550 Million Ponzi Scheme—One of the Largest Ever Charged in Maryland / Jay Ledford Created False Documents to Conceal the Fraud; SEC Has Related Civil Action (DOJ Release)https://www.justice.gov/usao-md/pr/final... [read post]
31 May 2019, 12:54 pm
Washington Governor Jay Inslee recently signed two bills addressing sexual harassment and assault in the workplace. [read post]
30 May 2019, 12:06 pm
"Wes is both the consummate professional and model public servant," said Chairman Jay Clayton. [read post]
30 May 2019, 12:06 pm
"I am grateful that Sagar has agreed to take on this important role, and I have no doubt that he will pick up right where Wes left off leading the Commission’s talented group of accounting and audit professionals," said Chairman Jay Clayton. [read post]
30 May 2019, 6:37 am
Here in Washington state specifically, Governor Jay Inslee is expected to sign a bill led by Senators Jeannie Darneille and Sam Hunt that addresses prison gerrymandering. [read post]
30 May 2019, 6:13 am
In a welcome development, SEC Chairman Jay Clayton has announced that the SEC Staff will hold a roundtable this summer to discuss the impact of short-termism on the management of public companies and the interplay with the SEC’s periodic reporting system and regulatory requirements. [read post]
28 May 2019, 2:14 pm
Steven Burrill for misappropriating more than $4 million from their San Francisco-based biotech venture capital fund“I am pleased that Erin has agreed to take on the important role of leading the talented and dedicated group of women and men in our San Francisco Regional Office,” said SEC Chairman Jay Clayton. [read post]
28 May 2019, 2:14 pm
A conversation with Jay Edelson. [read post]
28 May 2019, 5:30 am
Despite this roadblock on the consumer privacy front, Washington governor Jay Inslee signed a bill on May 7 (HB 1071) significantly expanding the state’s data breach notification law, RCW 19.255.01, et seq. [read post]
