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In view of this feedback from market participants and the existing rules that apply to the provision of advice, the Dutch Minister of Finance has decided not to impose further requirements in relation to automated advice at this time. [read post]
10 Aug 2007, 10:11 pm
With this week's rough financial moves, it seems that the markets are now out of the hands of the average trader. [read post]
8 May 2020, 2:00 am by James Davis, Editor, HR Daily Advisor
And then after a certain period of time, they will start to break down. [read post]
19 Aug 2011, 10:02 am by Mary Todd
Real-Time Reporting of Swap TradesThe fourth controversial issue is the CFTC and SEC’s proposals to “bolster price transparency in the swaps markets” through the use of real-time trade reporting. [read post]
21 May 2009, 5:04 am
The value of the account exceeds $10,000 at any time during the calendar year, and 2. [read post]
21 Sep 2018, 2:32 pm by InvestorLawyers
  Until June 15, 2012, World Tree was registered with the SEC as a registered investment advisor (“RIA”), at which time it withdrew its registration. [read post]
31 Jul 2009, 10:46 am
The title of this post is the headline of this commentary by Matthew Engel from the Financial Times. [read post]
10 May 2010, 7:44 am by Celeste Blackburn
The 2008 financial implosion on Wall Street and in Washington, by a New York Times reporter and columnist. 14. [read post]
10 Sep 2020, 2:26 pm
If the court determines there are grounds for enforcement, your former spouse will be required to attend a court hearing, and depending on the outcome, may face consequences including: A warning urging him or her to compensate you for all missing payments to avoid facing additional penalties Income withholding, garnishment, or seizure of assets in order to make the required payments Charges of contempt of court, which may result in fines and jail time Criminal charges of a… [read post]
26 Nov 2020, 9:06 am by JoAnn Hymel
Essentially, Martin asked the Court to hold employers and carriers responsible for the incidental financial consequences of delayed compensation. [read post]
The California Department of Financial Protection and Innovation (DFPI) announced last week that it has launched an investigation into whether student-loan debt-relief companies operating in California are engaging in illegal conduct under the California Consumer Financial Protection Law (CCFPL) and Student Loan Servicing Act (SLSA). [read post]
5 Jul 2011, 4:16 am by Broc Romanek
Corp Fin Updates Financial Reporting Manual (Again) On Friday, Corp Fin updated its Financial Reporting Manual for issues related to subsidiary guarantor financial statements, ICFR reporting requirements for newly public companies, reporting requirements in a reverse recapitalization, as well as other changes. [read post]
31 May 2024, 2:00 am by Ingrid Evans
 Some of […] The post San Francisco Bay Area Financial Elder Abuse Attorney: Relative Of Elderly California Millionaire Allegedly Murdered By Caregiver Reveals How She Became Target appeared first on Evans Law Firm, Inc.. [read post]
11 Nov 2009, 3:08 am
Senator Chris Dodd, Chairman of the Senate Finance Committee, yesterday released a draft of the much- anticipated financial industry reform bill. [read post]
3 Dec 2008, 8:36 am
The clinic, one of the nation’s most prominent medical research centers, is making a complete disclosure of doctors’ and researchers’ financial ties available on its Web site, http:// [read post]
13 Sep 2008, 7:48 pm
As Lehman Brothers raced to find a buyer on Saturday, federal officials and Wall Street chieftains mapped out options to prevent an abrupt collapse of the crippled bank and arrest the downward spiral threatening other financial companies, The New York Times’s Vikas Bajaj reported on Saturday. [read post]
5 Sep 2023, 12:27 pm by amir@fullmanfirm.com
The post Debt Settlement: Your Path to Financial Relief appeared first on The Fullman Firm. [read post]
14 Jan 2007, 2:06 am
Since 9/11 [JURIST news archive], the two US government arms have been using little-known provisions of the Right to Financial Privacy Act [text], the Fair Credit Reporting Act [ [read post]