Search for: "Securities Investor Protection Corporation"
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22 Aug 2013, 4:02 pm
Every mortgage-backed security issued through FMIC will have a private investor bearing the first risk of loss and holding at least 10 cents in equity capital for every dollar of risk.Senator Corker noted that the 10 percent capital buffer is the right balance and sends the right signal to the financial markets. [read post]
21 Aug 2013, 8:12 am
Has the company sufficiently disclosed to investors the risks of a data breach? [read post]
21 Aug 2013, 7:43 am
By contrast, the U.S. does not currently have the extensive statutory and regulatory regime designed to protect the interests of covered bond investors that exists in European countries. [read post]
21 Aug 2013, 7:12 am
Has the company sufficiently disclosed to investors the risks of a data breach? [read post]
20 Aug 2013, 7:08 am
Somehow that corporate history seems likely to get one’s case off on the wrong foot, especially an investor protection case. [read post]
7 Aug 2013, 9:30 pm
Financial regulation is vital to the U.S. economy because it ensures stability, protects investors, and provides security to borrowers. [read post]
7 Aug 2013, 8:34 pm
This is reinforced in the rules for disclosure of corporate activities under U.S. and other securities laws and in the construction and operation of capital markets that trade on these bundles of contributions that generate rights to firm income, assets and control. [read post]
7 Aug 2013, 7:01 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
6 Aug 2013, 10:26 am
Companies often file for bankruptcy protection to avoid significant pension liability. [read post]
6 Aug 2013, 9:26 am
Companies often file for bankruptcy protection to avoid significant pension liability. [read post]
1 Aug 2013, 4:00 am
Ontario's Securities Act contains a provision stating the two purposes of the Act: (a) to provide protection to investors from unfair, improper or fraudulent practices; and (b) to foster fair and efficient capital markets and confidence in capital markets.2 The first of these purposes falls squarely within the expertise and traditional training of lawyers. [read post]
29 Jul 2013, 4:45 pm
For example as Keith Bishop over at the California Corporate & Securities Law Blog points out in a recent post that certain other state laws may be implicated with these types of advertisements. [read post]
29 Jul 2013, 7:45 am
Elan Corporation[19], the Second Circuit affirmed the dismissal of a securities fraud class action against two pharmaceutical joint venturers, which issued a challenged press release on interim phase II clinical trial results for bapineuzumab, a drug for mild- to moderate-Alzheimer’s disease. [read post]
28 Jul 2013, 10:20 pm
The first entity was registered with the Securities and Exchange Commission (SEC) as a broker-dealer and was also a member of the Securities Investor Protection Corporation (SIPC), the organization that, under the authority of the Securities Investor Protection Act (SIPA), provides insurance to brokerage customers in the event of the broker’s insolvency. [read post]
27 Jul 2013, 3:40 pm
Sometime in 1970, Congress enacted the Securities Investor Protection Act (SIPA), as amended, which authorized the formation of respondent corporation, a private nonprofit corporation, of which most broker-dealers registered under § 15(b) of the Securities Exchange Act of 1934, § 78o(b), are required to be members. [read post]
21 Jul 2013, 6:47 am
Form D is not an investor protection requirement; it is there to help the government keep current on trends in the private securities market. [read post]
20 Jul 2013, 9:48 am
Disclosure Guidance Regarding Non-Traded REITs On Tuesday the Division of Corporation Finance issued disclosure guidance summarizing the staff’s observations in its review of Securities Act and Exchange Act filings of non-traded real estate investment trusts (REITs). [read post]
18 Jul 2013, 11:06 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulatory/compliance law firm with offices in Chicago Illinois and Boca Raton, Forida. [read post]
16 Jul 2013, 7:03 am
” [1] The federal corporate disclosure regime was established by Congress and serves as a cornerstone of the Commission’s tripartite mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. [read post]
15 Jul 2013, 6:03 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
