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11 Aug 2017, 1:56 pm
Merrill Lynch alone opened more than 121,000 such loan accounts between 2010 and 2014 with more than $85 billion in credit extended. [read post]
17 May 2021, 12:10 pm
Judge Merrill Hartman Award – Justice Gina Benavides The Judge Merrill Hartman Pro Bono Judge Award honors a judge, sitting or retired, who has provided exemplary pro bono service, including outreach to attorneys to increase the quantity and quality of pro bono representation; modifications to court processes to increase access to justice; advocacy on behalf of access to justice; or service as a volunteer judge for pro bono clinics or other pro bono proceedings. [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin, Phillip JP… [read post]
1 Oct 2009, 6:49 am
Lewis, celebrated his daring takeover of Merrill Lynch as the crowning triumph of a long career. [read post]
5 Mar 2015, 11:52 am
To similar effect, see the Merrill brief at pages 16-20. [read post]
7 Dec 2015, 2:06 am
Here's a lovely holiday sentiment: In the end, we all die. [read post]
1 Mar 2013, 6:04 am
... [read post]
19 Mar 2007, 6:06 pm
Peter Lattman is reporting that the Fifth Circuit has struck down the class certification seeking to hold bystander banks liable in the Enron collapse (Feb. 9 and links therein). [read post]
2 Jan 2013, 4:28 am
... [read post]
21 Feb 2014, 3:53 am
Some lawyers just go through the motions. [read post]
22 May 2012, 5:14 am
In a Financial Industry Regulatory Authority (? [read post]
29 Jul 2022, 4:10 am
[The Court should assimilate the “major questions” doctrine of West Virginia v. [read post]
10 Oct 2016, 4:19 am
With many FINRA arbitrations involving a member firm's collection efforts against former employees for balances on promissory notes, there is a sense of confidence that tends to imbue the claimant employer's initiation of litigation. [read post]
12 Jan 2011, 6:09 am
The Indianapolis Star today has a lovely obituary. [read post]
18 Jan 2012, 3:43 am
In a Financial Industry Regulatory Authority (? [read post]
27 Mar 2013, 4:20 am
... [read post]
5 Apr 2017, 1:03 pm
We all know that person. [read post]
9 Nov 2017, 2:30 am
Here we go again. [read post]
19 Mar 2018, 3:37 am
Frequent readers of the BrokeAndBroker.com Blog know that our publisher Bill Singer, Esq. is a long-suffering critic of FINRA Arbitration. [read post]
9 Feb 2007, 11:27 am
I have previously written on the extortionate lawsuits against banks who dared to business with Enron before its bankruptcy, using implausible conspiracy theories by which the banks agree to lose money to help Enron further a fraud; the suits seek... [read post]
