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22 Jan 2023, 6:30 am
Since the adoption of Rule 10b5-1 in 2000, the SEC, courts, members of Congress, academics and others have grown increasingly concerned that Rule 10b5-1 has allowed traders to escape liability by trading on the basis of MNPI while still technically satisfying the Rule’s requirements. [read post]
19 Apr 2024, 2:14 pm
The company already recalled Infinite Herbs-brand fresh organic basil sold at Trader Joe’s stores and Fruit Center Marketplace from Feb. 1 through April 6 in relation to the outbreak, which has sickened 12 people with one requiring hospitalization. [read post]
19 Apr 2011, 9:57 am
Such a rule would destroy the incentives of analysts and traders to do research. [read post]
1 Feb 2012, 10:15 am
Aviva Traders) [2011] O.J. [read post]
13 May 2008, 1:22 pm
He is thinking about the trader he fired at the bank only this morning. [read post]
22 Nov 2019, 5:30 am
That’s what Trader Joe’s did in 2013 when it learned a Canadian was buying carloads of stuff from its U.S. stores and then reselling it in Canada (where Trader Joe’s didn’t operate). [read post]
31 Dec 2010, 8:59 am
But given the wildly varying pricing traders give enterprises like this in recent years, it could be a sign of a bubble. [read post]
1 May 2017, 3:00 am
A clear and uniform federal insider trading standard would benefit everyone – prosecutors, traders & the markets. [read post]
27 Sep 2009, 10:48 pm
This article reported that "stock traders have less confidence in Meredith Corp. than they do in [two other publishing companies]" - noting that Meredith had a higher short-interest ratio than the other companies (meaning that it would take longer for traders to cover their short positions). [read post]
8 Oct 2012, 11:57 am
., Aug. 23, 2012), the defendant was a trader at the Chicago Board of Trade, charged with conspiring to commit fraud with another trader named Sarvey in a series of rigged trades involving Sarvey's customer accounts. [read post]
15 Feb 2011, 9:32 am
Kim began his scheme back in 2003 and convinced numerous people that he was an accomplished trader. [read post]
10 May 2011, 2:59 am
That announcement was expanded on May 4 to include kabobs made using these same grape tomatoes sold at some Safeway, Vons, Pavilions and Pak N Save grocery stores.Then Mastronardi Produce of Kingsville, Ontario recalled grape tomato products sold under the brand names Aldi "From the Vine" Grape Tomatoes, Sunset Grape Tomatoes, and Trader Joe's Splendido Little Tomatoes. [read post]
19 Oct 2017, 9:34 pm
The recall includes a wide variety of “minimally processed vegetable products” packaged under several brands, including Mann’s, Trader Joe’s Walmart and others. [read post]
4 Jan 2010, 1:54 am
Of the scrap metal traders in ... [read post]
28 Mar 2016, 7:34 am
The pistachios were sold under the brand names Wonderful, Paramount Farms, and Trader Joe’s and were sold nationwide and in Canada. [read post]
30 Jul 2012, 10:53 am
To make matters worse for the alleged insider traders, the SEC has frozen all proceeds from the Nexen trades, not just the profits from the last few weeks. [read post]
29 Apr 2010, 7:28 pm
Unfortunately, a sour note was struck by accusations that word of Ford's investment might have leaked prematurely from some source, which leakage profited certain traders in options on the bank's stock. [read post]
20 Jan 2012, 11:45 am
Others are making their traders jump through legal hoops before allowing them to speak to an expert. [read post]
27 Jan 2020, 4:01 am
Among the specific EU measures highlighted are: Better Enforcement Directive (Directive (EU) 2019/2161) — the resolution urges the Commission to closely monitor the implementation of the Diretive’s new rules requiring traders to inform consumers when prices of goods or services have been personalized on the basis of ADM, and when the profiling of consumer behavior allows traders to assess the consumer’s purchasing power. [read post]
3 Feb 2020, 6:14 am
District Judge Manish Shah in Chicago found no proof that Cboe Global Markets Inc. intended to defraud investors by letting the “John Doe” traders manipulate options and futures tied to the fear gauge, known as the VIX, to generate higher transaction fees. [read post]
