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26 Oct 2018, 7:13 am
This includes serving, directly or indirectly, as the investment manager, investment adviser, commodity trading advisor, or sponsor to the covered fund. [read post]
28 Jun 2018, 7:10 am
She has nearly 30 years’ experience as a writer/editor of financial services news. [read post]
8 Aug 2023, 2:10 am
The post Ask the Expert: When Using Employees’ Photos, It’s Best to Ask Permission appeared first on HR Daily Advisor. [read post]
19 Jul 2018, 6:39 am
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including compliance with federal and state laws and rules. [read post]
12 Aug 2019, 2:00 am
By expressly permitting these new plan arrangements, also known as “closed” multiple employer plans (MEPs), the DOL said it hopes to help small businesses reduce administrative costs through economies of scale and strengthen their position when negotiating with financial institutions and other retirement plan service providers. [read post]
28 Jun 2018, 7:10 am
She has nearly 30 years’ experience as a writer/editor of financial services news. [read post]
8 Nov 2019, 2:00 am
The post Top Jobs Expected to Grow the Most By 2026 appeared first on HR Daily Advisor. [read post]
31 Jul 2014, 9:37 am
Additionally, Lax & Neville LLP has nationally represented small broker-dealers, financial services professionals and securities industry companies in regulatory matters and securities-related and commercial litigation. [read post]
31 Jul 2017, 3:00 am
Thanks to their automated nature, roboadvisors charge substantially less in fees than a traditional financial advisor. [read post]
4 Oct 2024, 6:44 am
This landmark transaction highlights PwC’s position as one of the leading financial advisors in the professional and legal advisory sector. [read post]
20 Sep 2018, 2:27 pm
The feeder fund investors included small business owners, retirees, professionals, pro athletes, and financial advisors. [read post]
23 Oct 2020, 6:57 am
In many cases, brokerage firms may be held liable for failing to supervise the financial advisor or other negligence. [read post]
5 Nov 2009, 1:55 am
At various times over the past several years, companies in the high tech sector, telecommunications category and, more recently, in the financial services industries, have found themselves for a period to be the most popular targets for plaintiffs’ securities class action attorneys. [read post]
24 Jul 2013, 6:54 am
Multiple sectors are already involved in the delivery of legal services, whether directly or peripherally – financial services, IT, counselling and therapeutic services and more. [read post]
17 Oct 2006, 4:31 pm
Some are former lawyers, others are former claims people, others come from the life insurance (including annuities) or investment side of the financial service industry. [read post]
17 Jun 2019, 2:00 am
The post How Unbundling Pharmacy Program Set Fort Collins Up for Bigger Benefit Wins appeared first on HR Daily Advisor. [read post]
31 Jan 2020, 9:03 am
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including compliance with federal and state laws and rules. [read post]
14 Sep 2022, 2:30 am
appeared first on HR Daily Advisor. [read post]
12 Nov 2019, 2:00 am
Concierge services. [read post]
9 Feb 2020, 10:58 am
For more up-to-date coverage from Tax Controversy and Financial Crimes Report, please subscribe by clicking here. [read post]
