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29 Apr 2024, 9:36 am by Rebecca Tushnet
Knowing this, Abitron secured the required FCC certifications and hired a U.S. [read post]
5 Feb 2013, 8:43 am
That's the scenario Coral Gables attorney Stuart Sobel faced while representing Bouygues Civil Works Florida Inc., which is constructing the $1 billion tunnel that will connect PortMiami to I-395. [read post]
17 Jun 2019, 7:05 am by Staff Attorney
  From June 2014 until March 2016 Bastardi was registered with Securities America, Inc. [read post]
2 Jan 2019, 11:38 pm by Florian Mueller
There are two cases (one against Apple Inc., the U.S. parent company, and another one against Apple's European distribution company and the German entity operating 15 Apple Stores in the country). [read post]
24 Feb 2012, 1:24 pm by Clif Burns
In yesterday’s post, I discussed the ramifications of the debarment of six freight forwarders — Bax Global, Inc.; Ceva Logistics LLC; EGL, Inc.; Kuhne and Nagel International AG; Panalpina, Inc. [read post]
3 Feb 2008, 10:42 pm
A letter from shareholders to the Honorable Christopher Cox, requesting a return to the pre-1990 interpretation of the Rule, stressed an important distinction: ". . . between using a shareholder resolution as a back-door device to contest a specific election and using a shareholder resolution in order to change the rules for election so as to further the long-term interests of shareholders. [read post]
According to InvestmentNews, a review of BrokerCheck data suggest several Emerson Equity wholesalers across the US have left the firm since the beginning of 2022. [read post]
18 Dec 2018, 11:12 am by Silver Law Group
  First Southwest   Michael Giokas   Fortune Financial Services, Inc   Comprehensive Asset Management and Servicing   Travis Marks   Wells Fargo Advisors, LLC   JP Morgan Securities LLC   Richard Minichino   Next Financial Group, Inc   Wunderlich Securities, Inc   Thomas Park   Merrill Lynch, Pierce, Fenner & Smith Inc   Wells Fargo Clearing Services, LLC   Brian Roth… [read post]
15 Aug 2024, 9:01 pm by renholding
Jones & Co., L.P. agreed to pay a $50 million penalty LPL Financial LLC agreed to pay a $50 million penalty Raymond James & Associates, Inc. agreed to pay a $50 million penalty RBC Capital Markets, LLC agreed to pay a $45 million penalty BNY Mellon Securities Corporation, together with Pershing LLC, agreed to pay a $40 million penalty TD Securities (USA) LLC, together with TD Private Client Wealth LLC and Epoch Investment Partners, Inc., agreed to pay a… [read post]
31 May 2017, 10:28 am by Adam Gana
The securities resulted in being falsified by Kolf and the clients’ funds were used to fund his personal business expenses. [read post]
25 Apr 2021, 5:03 pm by Kevin LaCroix
Unfortunately, the virus is not done with us yet. [read post]
16 May 2014, 2:41 pm by Cicely Wilson
MJJ Productions, Inc., et al., US DC Cir. (05/13/14)Civil ProcedureRaymone Bain and her firm filed suit against Michael Jackson and his production company, MJJ Productions, Inc., claiming to be owed substantial sums for various services rendered. [read post]
25 Oct 2023, 8:05 am by Silver Law Group
If you have any questions about how your account has been handled, call us at 800-975-4345 to speak with an experienced securities attorney. [read post]