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10 May 2017, 6:23 pm
The post Financial Choice Act 2.0 Proposes Significant Changes to the SEC’s Enforcement Authority appeared first on The D&O Diary. [read post]
18 Oct 2017, 1:35 am
Jay Knight Will Lay In March 2015, the SEC released its final rules implementing the provision of the JOBS Act to try to facilitate small companies’ access to capital and to provide new investors with new investment choices, in the form of Regulation A+. [read post]
18 Oct 2017, 1:35 am
Jay Knight Will Lay In March 2015, the SEC released its final rules implementing the provision of the JOBS Act to try to facilitate small companies’ access to capital and to provide new investors with new investment choices, in the form of Regulation A+. [read post]
11 Feb 2021, 5:24 am
Delaware, First River’s state of organization, does not recognize certain “non-standard UCC security interests. [read post]
14 May 2018, 5:00 am
At this point, reades have three choices. [read post]
19 Jul 2011, 5:50 am
Filed under: constitutional law, First amendment, lawyers, legal profession, securities regulation [read post]
3 Nov 2022, 2:22 pm
” Stanger explained that the investor protection issues raised by NASAA relate to first-generation REITs, so called lifecycle REITs. [read post]
10 Jan 2024, 1:27 am
Strauss Gerald Ratner Distinguished Service Professor of Law Faculty Director, Supreme Court and Appellate Clinic University of Chicago Law School The post Constitutional Law Scholars on the Impeachment Proceedings Against Secretary of Homeland Security Alejandro Mayorkas appeared first on Just Security. [read post]
17 Feb 2015, 12:06 pm
Markey said in a statement that these self-regulatory principles were a good first step, but that they did not go far enough in terms of choice and transparency. [read post]
13 Feb 2024, 4:44 pm
"... instead effectively declaring the policy choices Mr. [read post]
12 Sep 2018, 7:55 am
The first question concerned confidence in the parties to handle national security matters generically. [read post]
31 Oct 2008, 8:47 am
First, the goals are set out for each party so everyone knows what needs to be accomplished. [read post]
10 Jun 2012, 11:00 am
First, this is an additional reason why the seller of a business would want to structure the sale as a sale of assets rather than a stock sale. [read post]
26 Jun 2018, 6:46 am
The purchaser usually has no choice but to rely on the efforts of the promoter to build the network and make the enterprise a success. [read post]
29 Mar 2020, 7:12 am
In 2019, plaintiffs filed a total of 64 securities class action lawsuits (as compared to 54 in 2018) against non-U.S. issuers through a total of 83 securities class action complaints filed before consolidation: The Second Circuit continued to be the jurisdiction of choice for plaintiffs, with the next most popular circuit as the Third Circuit. [read post]
19 Jan 2016, 12:51 pm
Indeed, many of the people here now first came years ago to work the land. [read post]
30 Oct 2015, 5:00 am
The first set of advice is on the choice of message encryption, advocating home-brew tools written for jihobbiests. [read post]
19 Oct 2012, 6:50 am
It was a really good conference, and well attended for its first year. [read post]
16 Sep 2016, 6:35 am
Aziz’s descriptive account unfolds in three steps, the first two descriptive and the last normative. [read post]
11 Jun 2013, 3:32 pm
First of all, count me skeptical. [read post]
