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5 Nov 2021, 3:20 am
Want a statement from Gary Gensler? [read post]
5 Nov 2021, 3:15 am
The most recent edition of the SEC’s Reg Flex agenda includes proposing rule amendments intended to “enhance issuer disclosures regarding cybersecurity risk governance, and in his September 2021 Senate Banking Committee testimony, SEC Chair Gary Gensler stated that he’d asked the Staff to “develop proposals for the Commission’s consideration on these potential disclosures. [read post]
3 Nov 2021, 8:01 am
Noah Bank, No. 20-CV-943 (PKC) (SMG) (E.D.N.Y. [read post]
3 Nov 2021, 7:05 am
This letter clarifies the authority of national banks and federal savings associations to use stablecoins to conduct payment activities and other bank-permissible functions. [read post]
3 Nov 2021, 6:13 am
Posted by Gary Gensler, U.S. [read post]
1 Nov 2021, 1:34 pm
The committee will hear testimony from Scott Belcher, president and chief executive officer of SFB Consulting; Megan Samford, vice president and chief product security officer of Schneider Electric; Thomas Farmer, assistant vice president of security at the Association of American Railroads; Michael Stephens, general counsel and executive vice president at the Tampa International Airport; John Sullivan, chief engineer at the Boston Water and Sewer Commission; and Gary Kessler, president of… [read post]
22 Oct 2021, 10:26 am
By Anne Sherry, J.D.SEC Chair Gary Gensler discussed the challenges the SEC faces in adapting its tripartite mission to emerging technologies such as stablecoins, DeFi, and direct trading platforms. [read post]
22 Oct 2021, 4:00 am
Officials might want to avoid unnecessary trading for a few months as the Fed dived deeper into markets, the Board of Governors’ ethics unit suggested in an email, a message that was passed along to regional bank presidents. [read post]
21 Oct 2021, 8:44 am
By David Lawder (Notes are by Gary L. [read post]
21 Oct 2021, 8:44 am
By David Lawder (Notes are by Gary L. [read post]
18 Oct 2021, 8:31 am
Philadelphia Nat’l Bank, 374 U.S. 321 (1963)). [read post]
13 Oct 2021, 12:57 pm
Imbens (although the Swedish bank awarded half of the money to Card alone), but I have nothing to say here about their work one way or the other. [read post]
8 Oct 2021, 6:00 am
DuClos, Sidley Austin LLP, on Tuesday, October 5, 2021 Tags: Capital formation, Institutional Investors, IPOs, Mergers & acquisitions, PIPE, Shareholder activism, SPACs, Special purpose vehicles Director Pay Levels Were Flat Among the 100 Largest US Companies Posted by Dan Laddin, Matt Vnuk, and Whitney Cook, Compensation Advisory Partners, LLC, on Tuesday, October 5, 2021 Tags: Board independence, Boards of… [read post]
6 Oct 2021, 6:52 am
Posted by Gary Gensler, U.S. [read post]
30 Sep 2021, 3:30 am
At the Small Business Capital Formation Advisory Committee meeting earlier this week, SEC Chair Gary Gensler focused his remarks on SPACs. [read post]
29 Sep 2021, 6:04 am
The bank pocketed the difference. [read post]
28 Sep 2021, 6:29 am
Posted by Gary Gensler, U.S. [read post]
24 Sep 2021, 8:43 am
In this cartoon series, superhero villains are rival lawyers and the clients are famous cartoon characters, such as Top Cat, The Flintstones, Scooby-Doo, The Jetsons, Yogi Bear, and more.Cast: Gary Cole, Stephen Colbert, Paget Brewster, and Peter MacNicol.Genre: Cartoon Sitcom/ParodyNetwork: Cartoon Network/Adult SwimSeasons: 4 How to Get Away With Murder Plot: Annalise Keating is a brilliant criminal lawyer and renowned professor at Middleton University. [read post]
24 Sep 2021, 5:00 am
For example, it is possible to look up different standards for different industries in the financials category, like commercial banking, insurance, investment banking and brokerage, etc. [read post]
24 Sep 2021, 4:00 am
Elizabeth Warren sent 12 letters to the Fed’s regional bank presidents demanding stricter ethics from the nation’s top central bank officials. [read post]
