Search for: "MORGAN STANLEY SMITH BARNEY"
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17 Nov 2010, 3:49 pm
The Miccosukee tribe agreed to deliver financial records from Morgan Stanley Smith Barney after a judge ruled that the tribes sovereign immunity did not shield it from obligations to the federal government. [read post]
17 Nov 2010, 10:33 am
The upheaval in the financial industry has prompted long time brokers in the full-service brokerage firms like Morgan Stanley Smith Barney, Bank of America Merrill Lynch, and UBS Wealth Management Americas to make a break for independence. [read post]
16 Nov 2010, 3:16 am
Rodney Gray and Morgan Stanley Smith Barney, LLC and is currently pending in the U. [read post]
8 Nov 2010, 11:09 am
He’s a 52 year-old private wealth manager, who manages more than $1 billion for uber-rich clients of Morgan Stanley/Smith Barney in Denver, Colorado. [read post]
8 Nov 2010, 3:20 am
From the Vail Daily: [52 year old Martin Joel] Erzinger, an Arrowhead homeowner, is a director in private wealth management at Morgan Stanley Smith Barney in Denver. [read post]
1 Nov 2010, 8:00 am
When it comes to financial adviser satisfaction, Morgan Stanley Smith Barney rates at the very bottom of six national broker/dealers, according to a J.D. [read post]
10 Oct 2010, 8:11 am
Representatives Alan Grayson (D-FL), Barney Frank (D- MA) and Corrine Brown (D-FL) sent a letter dated September 24th, to Fannie Mae questioning the failed GSE’s use of “foreclosure mills,” which the letter described as “law firms representing lenders that specialize in speeding up the foreclose process, often without regard to process, substance or legal propriety. [read post]
27 Sep 2010, 12:12 pm
MacEwen practiced securities law in-house for nearly 10 years at Morgan Stanley Dean Witter (now Morgan Stanley Smith Barney), and practiced litigation and corporate law with Shea & Gould and with Breed, Abbott & Morgan in New York. [read post]
30 Aug 2010, 2:42 am
Bank of America's Merrill Lynch is generating more profit with fewer people than the business Morgan Stanley formed by buying a controlling stake in a venture with Citigroup's Smith Barney, Bloomberg News reported. [read post]
8 Jul 2010, 3:11 am
JPMorgan Chase is suing a former financial adviser who defected to Morgan Stanley Smith Barney and has already transferred $30 million of client assets to his new company, Reuters reported. [read post]
1 Jul 2010, 3:38 am
Morgan Stanley hired 100 private bankers and may quintuple their numbers by the end of 2011 to offer more products such as jumbo mortgages and structured loans to Morgan Stanley Smith Barney clients, Bloomberg News reported, citing a person with knowledge of the strategy. [read post]
30 Jun 2010, 2:00 pm
Aaron Mattison - Deutsche BankJohnita Mizelle - Progress Investment ManagementRyan Moorehead - First Sterling FinancialLevan Moulton - Goldman SachsNkrumah Pierre - The Execu/Search GroupNadia Rhodes - Bank of America Merrill LynchNate Saint-Victor - Morgan Stanley Smith Barney Walker Sands - The Majora Carter GroupReshma Saujani - Candidate for CongressCourtney Williams - InteractiveOne For general information, please contact Ashleigh at agibson@nycup.org. [read post]
12 Jun 2010, 5:01 am
In April, the IRS summoned Morgan Stanley Smith Barney, the Miccosukee tribe’s Miami bank to reveal Cypress’ credit card statements and other records from 2003 to 2005. [read post]
25 May 2010, 8:47 am
In February, the firm was sued by Morgan Stanley Smith Barney for allegedly improperly soliciting its brokers, who left and went to HighTower, and took with them $500 million in assets and confidential information. [read post]
1 May 2010, 7:59 am
Moore in Bloomberg.com, “Morgan Stanley Smith Barney to Close 120 ‘Overlap’ U.S. [read post]
30 Apr 2010, 10:26 pm
Bank of America’s Merrill Lynch, Morgan Stanley Smith Barney LLC, and other investment banks are reportedly offering leading brokers up to 300% of the revenue they produced in the last 12 months. [read post]
1 Apr 2010, 3:15 am
Morgan Stanley Smith Barney is suing a former St. [read post]
29 Mar 2010, 1:58 pm
Baird Private Wealth Management has lured two executives from Morgan Stanley Smith Barney to join its office in Scottsdale, Ariz. [read post]
24 Mar 2010, 6:13 am
Finally, just 13% of the brokers who picked up stakes last month, or 468, were from the three wirehouses - Bank of America, Merrill Lynch, Wells Fargo Advisors and Morgan Stanley Smith Barney. [read post]
15 Feb 2010, 9:29 am
Charles Schwab Corp. added a record number of independent investment advisors in 2009 as thousands of brokers left Wall Street firms, like Bank of America, Merrill Lynch, and Morgan Stanley Smith Barney, to launch their own investment advisory firms. [read post]
