Search for: "Merril" Results 281 - 300 of 5,275
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26 Oct 2007, 1:19 am
O'Neal is floating the idea of merging Mother Merrill with a bank.Apparently, that went over like a lead balloon. [read post]
5 Nov 2007, 5:05 am
On Oct. 24, Merrill Lynch announced its biggest write-down ever, an $8.4 billion charge that also represents the biggest known loss in Wall Street history. [read post]
11 Jun 2008, 11:42 am
Merrill Lynch’s chief executive, John Thain, on Tuesday said he would like to see broker-dealer access to the Federal Reserve discount window continue longer term, though any increase of regulation in exchange must be appropriate for securities firms. [read post]
29 Jan 2007, 9:03 am
Shares of the Cowen Group have risen nearly 30 percent from last year’s initial public offering, but Merrill Lynch analyst Guy Moszkowski is concerned that there may be little upside left. [read post]
15 Sep 2008, 10:46 am
In one of the most dramatic days in Wall Street's history, Merrill Lynch agreed to sell itself on Sunday to Bank of America for roughly $50 billion to avert a deepening financial crisis, while another prominent securities firm, Lehman Brothers, said it would seek bankruptcy protection and hurtled toward liquidation after it failed to [...] [read post]
31 Mar 2010, 2:47 am by By DEALBOOK
Bank of America and Merrill Lynch were accused of discriminating against women in a lawsuit filed on Tuesday by three female financial advisers at the companies, The Associated Press reported. [read post]
A sale of the Merrill Lynch real estate holdings would be the latest move by Bank of America to shed noncore assets and raise additional capital. [read post]
15 Sep 2008, 3:06 pm
., has agreed to acquire Merrill Lynch for approximately $50 billion. [read post]
2 Apr 2009, 11:52 am
http://www.aboutlawsuits.com/merrill-lynch-investor-arbitration-claim-award-3408/April 2nd, 2009 An arbitration panel through the Financial Industry Regulatory Authority (FINRA) awarded an investor $30.6 million in compensatory damages and $9.2 million in interest against Merrill Lynch as a result of the negligence of one of their subsidiary broker-dealers. [read post]
31 Jul 2018, 12:37 pm by Silver Law Group
Continue reading The post Merrill Lynch Broker Anteneh Roberts Banned By FINRA After Misconduct Allegations appeared first on Securities Arbitration Lawyers Blog. [read post]
28 Jun 2018, 2:11 pm by Silver Law Group
Hibbard was discharged from Merrill Lynch on 01/08/2018, after allegations of “unauthorized transactions and theft. [read post]
30 Dec 2011, 12:50 pm by Lawrence Solum
Ellickson (Yale Law School) has posted Two Cheers for the Bundle-of-Sticks Metaphor, Three Cheers for Merrill and Smith (Econ Journal Watch, Vol. 8, No. 3, p. 215, September 2011) on SSRN. [read post]
1 May 2024, 1:02 pm by Ajamie LLP
Our client alleges Merrill unlawfully withheld his deferred compensation upon leaving the firm in 2021. [read post]