Search for: "National Securities Clearing Corporation"
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14 Feb 2018, 2:57 pm
This past year was an eventful one in the corporate and securities litigation arena. [read post]
1 Mar 2012, 6:14 pm
Office of the National Counterintelligence Executive issued a report to Congress entitled “Foreign Spies Stealing U.S. [read post]
20 Oct 2017, 4:30 am
But what is the lower limit of acceptable standards for situations that are less clear? [read post]
11 Jun 2018, 6:38 am
Along with more than 300,000 other regulatory penalties, the data used in the report can be viewed and downloaded from ViolationTracker.org, the nation’s first comprehensive database on corporate misconduct. [read post]
17 Nov 2014, 6:18 am
When a collision occurs, the laws in Chicago and in Illinois make it clear that the person responsible for the accident, whether it is an at-fault driver, an owner of a car, or even a corporation or company, should bear the financial costs of all the damages that result. [read post]
16 Mar 2017, 3:05 pm
The Environmental Protection Agency and the Department of Agriculture face unprecedented discretionary funding cuts in excess of 25 percent, as Trump attempts to boost the military and national security….Trump’s budget also proposes eliminating discretionary funding altogether for at least 19 agencies and 61 other programs. [read post]
27 Oct 2011, 11:34 am
The SEC official stressed that national authorities must engage with each other in the area of derivatives regulation. [read post]
7 Jun 2010, 11:54 am
The Charles Schwab Corp. is testing it, according to the Investment News story, and National Financial Services LLC, a clearing unit of Fidelity Investments, plans to have it operating by 2011. [read post]
26 Nov 2009, 7:15 pm
Updated for two additional notes to the SEC at bottom of post To the Securities and Exchange Commission: Recently, Overstock.com (NASDAQ: OSTK) CEO Patrick M. [read post]
24 Oct 2023, 9:01 pm
What these actions make clear is that adopting the policies is just the first step, not the last. [read post]
28 Jul 2023, 4:12 pm
Especially in Corporate America. [read post]
10 Jan 2022, 8:26 am
Under the law, the Securities and Exchange Commission (SEC) can investigate and enforce violations of the nation’s securities laws. [read post]
2 Jul 2014, 7:19 am
Hobby Lobby, Inc. owns a national craft store chain. [read post]
22 Jan 2013, 7:10 am
And our national security establishment is enormous and bloated, protected by a shield of unchecked secrecy, endowed with dangerous new powers, and wields a dangerous influence on American public policy. [read post]
12 May 2010, 1:39 pm
We are proud to have support from a growing and unprecedented coalition of business, national security, faith, and environmental communities, who are energized to work hard to pass this bill this year. [read post]
11 Mar 2024, 9:01 pm
Indeed, it is hardly clear that under state corporate law shareholders generally have any right, even as a default rule, to speak in a corporate annual meeting or to introduce a proposal for vote at the meeting. [read post]
30 Mar 2011, 4:17 am
Consider some of Mankiw's parade of horribles:-- Cutting Social Security so deeply that it "will still keep the elderly out of poverty, but just barely. [read post]
22 Dec 2023, 11:13 am
Additionally, the act seeks to combat money laundering and illicit financial activities, thereby contributing to national security and the integrity of the US financial system. [read post]
6 Nov 2017, 7:58 am
“It’s clear that New York’s data security laws are weak and outdated. [read post]
11 Aug 2019, 8:50 am
Quebec and British Columbia Securities Commission v. [read post]
