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16 Mar 2009, 10:56 am
Register early and receive $200.00 off your registration fee and $800.00 worth of bonuses. [read post]
20 Dec 2011, 9:12 am by Martin George
Related posts: Journal of Private International Law Conference 2011 (Milan) – Programme and Registration Journal of Private Intern [read post]
26 Dec 2014, 7:58 pm by Arina Shulga
 These are examples of how portals comply with the exemption from registration found in Section 4(b) of the Securities Act that was made possible by the JOBS Act. [read post]
31 May 2018, 6:21 pm by Alexander J. Davie
Nonetheless, in order to have a reasonable assurance that a private fund adviser is exempt from investment adviser registration, the offering materials of the fund should clearly and unambiguously state that the strategy being pursued is a venture capital strategy. [read post]
18 Jul 2011, 1:08 pm by Jay Fishman
CAUTION: Investment advisers relying on the venture capital funds exemption from state registration must make the SEC Rule 204-4 required reports available to the Connecticut Banking Commissioner electronically through the IARD once the IARD is updated to accept the reports and relay them to the affected states.* Investment advisers qualified for the private fund advisers exemption under 1940-Act Section 203(m) [advisers who act solely to private funds defined in… [read post]
29 Nov 2007, 12:15 pm
In the good old days, BG (before google) when we wanted to do a trademark search for a client, we outsourced it to a private company, which, for about $375 in 1990s dollars would send us back a printed booklet in about 4-5 days. [read post]
15 Jul 2012, 9:16 am by Alexander J. Davie
For startups looking to raise capital, Rule 506 of Regulation D is probably the most commonly used exemption from securities registration requirements. [read post]
17 Jul 2013, 11:36 am by David Schubauer
Congress mandated that the SEC adopt these rule amendments by July 4, 2012. [read post]
25 Feb 2024, 11:09 pm by Matthias Weller
Pascal Favrod-Coune, Aegis Partners 10.00 Discussion 10.30 Coffee Break Part 4 – Law Governing Particular Issues 11.00 The Law Governing Private Relations and Liability on the Network Prof. [read post]
25 Mar 2014, 3:44 pm by Gregory Barbee
On March 4, 2014, the United States Supreme Court, in a 6-3 decision, expanded the protections offered to whistleblowers under anti-fraud laws, in Lawson v. [read post]
11 May 2009, 4:00 am
The key to private investment funds and the private offering of interests in the funds is that they are “private. [read post]
7 Nov 2016, 6:30 am by Tom Zagorsky
At the outset, we note that the CAB classification is not a registration category per se, but instead a FINRA Membership category. [read post]