Search for: "Retirement Strategies, Inc."
Results 281 - 300
of 558
Sort by Relevance
|
Sort by Date
7 Sep 2016, 5:00 am
Lucia Companies, Inc. [read post]
29 Aug 2016, 4:00 am
Public Citizen, Inc. has filed an amicus brief in support of the U.S. [read post]
26 Jul 2016, 9:42 am
From November 2007 to October 2015, Scott was associated with Euro Pacific Capital, Inc. [read post]
3 Jun 2016, 4:00 am
But it’s a high-risk strategy that can backfire on the unhappy loser. [read post]
12 Apr 2016, 3:50 pm
” For purposes of the rule, “covered investment advice” generally includes: A recommendation to a plan, plan fiduciary, plan participant and beneficiary and IRA owner for a fee or other compensation, direct or indirect, as to the advisability of buying, holding, selling or exchanging securities or other investment property, including recommendations as to the investment of securities or other property after the securities or other property are rolled over or distributed from a plan… [read post]
12 Apr 2016, 3:50 pm
” For purposes of the rule, “covered investment advice” generally includes: A recommendation to a plan, plan fiduciary, plan participant and beneficiary and IRA owner for a fee or other compensation, direct or indirect, as to the advisability of buying, holding, selling or exchanging securities or other investment property, including recommendations as to the investment of securities or other property after the securities or other property are rolled over or distributed from a plan… [read post]
23 Mar 2016, 11:48 am
Vidal helps clients maximize and protect their wealth by debunking common financial myths which have caused the current retirement crisis. [read post]
17 Feb 2016, 11:30 am
Lucia Companies, Inc. and Raymond J. [read post]
3 Feb 2016, 7:27 am
King did not have a reasonable basis to believe that such transactions were suitable for any investor.Wedbush Securities Inc. was censured, fined $130,000, and required to remediate its supervisory violations. [read post]
26 Jan 2016, 9:09 am
When reviewing these responsibilities, many state and local governments and private businesses may need to update their understanding of current requirements as well as strengthen oversight and investigation practices, tighten vendor contracts, explore insurance or other options for planning for funding costs of defending investigations, litigation or other enforcement actions, and other heightened compliance and risk management strategies and practices. [read post]
14 Jan 2016, 8:13 am
Anthem Inc. [read post]
12 Jan 2016, 8:06 am
These novel challenges demand a shift of thinking in the way companies formulate their strategies. [read post]
7 Jan 2016, 8:58 am
From June 2013, through February 2014, Riordan was associated with Portfolio Advisors Alliance, Inc. [read post]
28 Dec 2015, 2:51 am
District Judge Colleen McMahon rejected Sirius’ arguments that Flo & Eddie Inc, controlled by founding band members Howard Kaylan and Mark Volman, did not own copyrights in The Turtles’ recordings or that Sirius had an “implied” license to play Turtles' songs. [read post]
13 Dec 2015, 4:01 pm
* BREAKING: EU Commission unveils next steps for copyright reform, including draft content portability regulationAs a follow-up to the Digital Single Market Strategy (DSMS) released last May [here and here], the EU Commission has just unveiled the next steps in its reform agenda. [read post]
5 Nov 2015, 7:01 am
Sturm Foods, Inc., 2015 WL 6689359, No. 11-CV-565 (S.D. [read post]
15 Sep 2015, 9:02 am
Lucia Companies, Inc. [read post]
3 Jun 2015, 4:37 pm
When talking about estate planning, we often get all twisted up in the mechanisms (revocable living trusts, wills, death taxes, etc.). [read post]
6 May 2015, 10:45 am
Last week, the Supreme Court granted certiorari in Spokeo, Inc. v. [read post]
29 Apr 2015, 4:07 pm
Formed in 1985, the mission of Certified Financial Planner Board of Standards, Inc. is to benefit the public by granting the CFP certification and upholding it as the recognized standard of excellence for personal financial planning. [read post]
