Search for: "Smith Management Services, LLC" Results 281 - 300 of 509
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21 Feb 2024, 7:45 am by The White Law Group
  During the investigation, the SEC discovered that TIAA’s broker-dealer subsidiary, TIAA-CREF Individual & Institutional Services, neglected to provide critical disclosures to retail customers whose finances it managed. [read post]
17 Mar 2016, 2:45 am by Dennis Crouch
Eligibility Challenges: Retirement Capital Access Management Company, LLC v. [read post]
5 Apr 2016, 7:40 am by NJLLAAdmin
  Holly is the Director of Knowledge Management at Nossaman LLP in the San Francisco Bay area, where she manages the development and implementation of innovative strategic initiatives firm wide and oversees all aspects of the Firm’s daily library operations. [read post]
10 Dec 2020, 7:44 am by Rebecca Tushnet
Newsweek LLC, 464 F.Supp.3d 594 (SDNY 2020). [read post]
30 Oct 2014, 9:51 am
Procter & Gamble Distributors, LLC, 766 F.3d 1296 (11th Cir. [read post]
19 Jun 2018, 3:57 pm by Wolfgang Demino
Onwuteaka, for Samara Portfolio Management, LLC, Appellant.On appeal from the County Court at Law No. 2, of Travis County, Texas.Before Chief Justice Valdez and Justices Benavides and Hinojosa.MEMORANDUM OPINIONMemorandum Opinion by Chief Justice VALDEZ.Appellants Samara Portfolio Management, LLC and Joseph Onwuteaka appeal the trial court's judgment in favor of appellee, Neda Zargari. [read post]
12 Jun 2024, 1:41 pm by admin
KOHN & COMPANY (CRD#:27913), CINCINNATI, OH, B, 11/11/2005 – 10/19/2023, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691), BLOOMFIELD HILLS, MIB, 10/29/1999 – 12/02/2005, UBS FINANCIAL SERVICES INC. [read post]
10 Dec 2009, 10:51 am
"We are thrilled that Jonah and Matt have joined the Breaking Media team," said Smith. [read post]
27 May 2014, 3:27 am by Jon Gelman
Smith, THE SMITH APPELLATE LAW FIRM, Washington, D.C., for Appellee Drouillard. [read post]
25 Apr 2012, 4:56 am by Rob Robinson
Apple, Amazon, but not Google – bit.ly/HO8cYt (Peter Vogel) Why Good Compliance Programs Are Essential Under The FCPA And UK Bribery Act – bit.ly/I5Qc1Y (William Roberts, John Shane) Vendor Views Industry Landscape 17a-4 LLC’s DataParser™ 7.0 for Lync with GroupChat – bit.ly/I82c2J (PR Web) AccessData Unveils New Version of MPE+ Software – on.mktw.net/HT6SIu (Business Wire) BeyondRecognition Announces Image-Based Document Clustering Technology –… [read post]
8 Mar 2021, 4:00 pm
I am the founder of Pattis & Smith, LLC, a small firm located in New Haven, Connecticut. [read post]
25 Jul 2008, 7:17 pm
Edwards & Sons, Inc., Piper Jaffray & Co., SunTrust Capital Markets Inc., Wachovia Capital Markets, LLC, and Bank of America Securities LLC. [read post]