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25 Oct 2023, 8:05 am
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS Davd Burch Raymond James & Associates, Inc. [read post]
24 Oct 2023, 9:01 pm
It prohibits entities from taking actions that impede employees from reporting possible securities law violations to the SEC. [read post]
23 Oct 2023, 12:00 am
Former US President, Donald Trump, claims that the “Steele Dossier” produced by the defendant breached his data protection rights. [read post]
22 Oct 2023, 11:03 pm
Reprinted with permission from the NYS Bar Association, this article first appeared in the EASL Journal, 2023, vol. 34, no. 1. [read post]
22 Oct 2023, 5:03 pm
Phillips, 126 So.3d 186 (Fla. 2013), has addressed this question in the context of a tort claim before the National Association of Securities Dealers. [read post]
20 Oct 2023, 2:40 pm
On July 26, 2023, the SEC proposed new rules aiming to address conflicts of interest associated with the use of predictive data analytics (“PDA”) and other similar AI-powered tools. [read post]
20 Oct 2023, 8:06 am
Previously, Brenner held the position of President at First American Securities Inc., based in Orrville, Ohio. [read post]
19 Oct 2023, 9:05 pm
Tom Batchelor, Robinhood Stops GME and AMC Stock Trading, Outraging Investors, Newsweek, Jan. 28, 2021, https://www.newsweek.com/robinhood-stops-gamestop-amc-stock-trading-1565122. [2] SEC, Proposed Rule: Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisors, https://www.sec.gov/rules/2023/07/s7-12-23. [3] Colleen Baker & Christopher K. [read post]
18 Oct 2023, 3:02 pm
KLDiscovery To Expand Managed Review Capabilities with Cenza Technologies Acquisition KLDiscovery Inc. [read post]
17 Oct 2023, 11:38 am
Generally, wages used to calculate the WOTC cannot be used to calculate other wage-based credits. [read post]
17 Oct 2023, 9:23 am
Time, Inc., a publisher challenged a federal statute restricting the use of photographs of currency. [read post]
17 Oct 2023, 7:25 am
Scott Silver, managing partner of Silver Law Group, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice. [read post]
17 Oct 2023, 5:15 am
Inc. [read post]
16 Oct 2023, 7:32 am
In June 2018, Grako returned a vehicle purchased from Bill Walsh Chevrolet-Cadillac, Inc., and discharged the associated debt. [read post]
11 Oct 2023, 11:17 am
Bank of America, require banks to pay at least 2% interest annually on escrow accounts associated with residential mortgages. [read post]
9 Oct 2023, 6:22 am
—willfully infringed patented technology involving computer security and intrusion detection software developed by researchers at Columbia University in New York City. [read post]
6 Oct 2023, 8:58 am
So if you think you may have information on potential securities violations and would like to speak with an experienced member of the Constantine Cannon whistleblower team, please do not hesitate to contact us. [read post]
6 Oct 2023, 5:12 am
An estoppel or waiver argument should – at the very least – use the words ‘estoppel’ or ‘waiver. [read post]
5 Oct 2023, 2:38 pm
National Rifle Association of America v. [read post]
5 Oct 2023, 11:07 am
Had the Legislature intended s. 24 to be used as a means by which the court can fully and finally determine the factual or legal merits of a lien, it would have said so in the section. [read post]
