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25 Sep 2023, 12:03 pm
Mary Anne Franks from the George Washington University Law School. [read post]
14 Apr 2011, 5:20 pm
The April 2010 asset-backed securities proposals dealt with issues subsequently referenced in Dodd-Frank and others not addressed in Dodd-Frank. [read post]
13 Mar 2023, 8:59 am
And probably nearly everyone needs to get a look at the House on the Rock.Back to the NYT article:[T]he program began on a practical level when our class of nine met at the Frank Lloyd Wright Visitor Center — a building in Wright’s signature Prairie style, characterized by strong horizontal lines and organic materials such as stone and wood — where picture windows frame views of the Wisconsin River. [read post]
13 May 2011, 9:09 am
When I first read Frank's account, I thought the disposition was unremarkable. [read post]
21 Oct 2011, 4:30 am
Omarova, From Graham-Leach-Bliley to Dodd-Frank: The Unfulfilled Promise of Section 23A of the Federal Reserve Act, 89 N.C. [read post]
18 Jan 2019, 7:57 am
Frank and Dan discussed many aspects of Federal and state regulation pertaining to advertising on potentially problematic subjects, including marijuana, tobacco, alcohol, and gambling. [read post]
10 Feb 2011, 5:24 pm
Legislation amending Dodd-Frank to move the Bureau of Consumer Financial Protection into the Department of the Treasury has been introduced by Rep. [read post]
11 Aug 2007, 1:23 pm
Frank's legal wisdom.. [read post]
24 Aug 2021, 11:30 am
On August 23, 2021, the CFPB filed its sixth status report in the lawsuit alleging wrongful delay by the CFPB in adopting regulations to implement Section 1071 of the Dodd-Frank Act. [read post]
6 Mar 2007, 11:14 am
Frank Warren appears at themy alma mater the University of Florida this week. [read post]
15 Aug 2012, 7:56 pm
One impressionist landscape painting by Granville Redmond and another by Lucien Frank. [read post]
8 Jan 2024, 6:09 am
Frank W. [read post]
13 Feb 2007, 3:16 am
Frank's piece is entitled "Sacrificial Felon: Life sentences for marquee white-collar criminals don't make sense. [read post]
5 Aug 2015, 9:00 pm
Protections under the Dodd-Frank Act guaranteed award The Securities and Exchange Commission paid $3 million to a whistleblower on July 17, 2015 under the Dodd-Frank Act, which became law in July 2010. [read post]
2 May 2012, 5:51 am
(Dodd-Frank allows the CFPB to regulate or even ban arbitration in contracts within its purview, but only after studying the issue.) [read post]
20 Jan 2021, 6:02 am
FINRA has suspended financial advisor Christian Frank Lucchetto (CRD No. 4648994) from the securities industry for three months and fined him $5,000. [read post]
23 Jun 2017, 12:15 pm
Attorneys from the American Civil Liberties Union first met Ruthelle Frank in 2011, when the then-84-year-old was fed up with her home state of Wisconsin’s attempts to infringe upon her right to vote. [read post]
23 Mar 2010, 8:50 am
Frank has ruled that a child sex trafficking statute applies extraterritorially. [read post]
28 Apr 2011, 8:06 am
An "exempt reporting adviser" registration exemption was proposed by the Massachusetts Securities Division to coordinate with the SEC's proposed adoption of an exemption for private fund advisers following the July 21, 2011 elimination of the federal de minimis exemption for investment advisers with fewer than 15 clients by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
16 Mar 2011, 8:52 am
The law firm is pushing the Securities and Exchange Commission to amend the reporting requirements for activist investors, an unintended consequence of the Dodd-Frank regulatory overhaul. [read post]
