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25 Aug 2011, 6:31 am by Howard Wasserman
National Australia Bank, which in 2010 narrowed the extraterritorial reach of federal securities fraud laws. [read post]
29 Jan 2013, 9:30 pm by Sam Batkins
 One Dodd-Frank regulation addressing fees for large bank holding companies does not have available cost-benefit information listed. [read post]
9 Jun 2014, 2:39 pm
  In other words, the institution should resist trying to address UDAAP by simply inserting a "compliance with Dodd-Frank" obligation or "compliance with bank policies" obligation into the contract. [read post]
8 Mar 2012, 10:20 am by James Hamilton
H.R. 3606 also exempts emerging growth companies from two new corporate governance requirements that were established by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
21 Feb 2012, 1:46 pm by Lovechilde
  Or Why The Media Loves The Violence Of Protestors And Not Of Banks. [read post]
18 Nov 2010, 7:31 pm by Kevin Funnell
Bowman said that the Dodd-Frank law eliminates the three main benefits of the charter - branching, preemption and consolidated supervisory authority - while retaining its limitations on commercial lending. [read post]
17 Nov 2009, 7:19 pm by Kevin Funnell
" Frank DeLay, Grand Mountain's president, said company executives were stunned. [read post]
6 Apr 2011, 3:39 pm by Frank Pasquale
Thus began the bank run that set off the financial crisis of 2008. [read post]
6 Apr 2011, 3:39 pm by Frank Pasquale
Thus began the bank run that set off the financial crisis of 2008. [read post]
2 Feb 2011, 4:02 pm by LindaMBeale
  The SEC seems to be suggesting that it thinks it will have to rely on the banks' own self-regulatory apparatus--i.e., it appears to be willing to let the fox watch the henhouse when it comes to the Dodd-Frank fiduciary standard. [read post]
3 Jun 2015, 1:57 pm by Juan C. Antúnez
A recent Knight Frank study found that Miami ranked sixth on a survey list of “most important” cities to UHNW individuals (London was first; New York was second). [read post]
3 Jun 2015, 1:57 pm by Juan C. Antúnez
A recent Knight Frank study found that Miami ranked sixth on a survey list of “most important” cities to ultrahigh-net-worth individuals (London was first; New York was second). [read post]
2 May 2007, 8:08 am
From his public statements, Barney Frank seems intent on passing a predatory lending bill and would not want that process impeded by a side show on federal preemption. [read post]
31 May 2015, 6:06 am by Lawrence B. Ebert
" Jane Pauley on architecture of banks. [read post]
14 Mar 2019, 5:00 am by John Jascob
He sees the current swap trading framework as inconsistent with the Dodd-Frank Act by being too prescriptive, too burdensome, and too modeled on futures markets. [read post]
22 Sep 2013, 9:46 pm by Megan Muir
The Dodd-Frank Act, enacted in 2010, required the SEC to adopt rules to prohibit use of the Rule 506 exemptions under Regulation D for securities offerings in which certain “bad actors” are involved, whether or not general solicitation or general advertising are used in the offering. [read post]
7 Nov 2014, 8:55 am by John Jascob
Chairman Massad pointed to progress on four key commitments agreed to by the leaders of the G-20 nations and embodied in the Dodd-Frank Act. [read post]
9 Apr 2007, 6:15 am
Frank, but remember the past:   The House passed a version of the bill [Step 2 above] in 2005, and the Senate Banking Committee passed legislation in 2004 [Step 3 above], but the full Senate has not acted. [read post]
24 Mar 2011, 7:00 am by Kara OBrien
Last week, the FDIC approved a Notice of Proposed Rulemaking to further clarify application of the orderly liquidation authority contained in Title II of the Dodd-Frank Act. [read post]