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7 Sep 2012, 6:38 am
Levin Urges SEC to Enhance Investor Protections in Proposed Rules Implementing JOBS Act Ending of General Solicitation in Jim Hamilton’s World of Securities Regulation Senator Carl Levin (D-MI), Chair of the Senate Investigations Subcommittee, urged the SEC to improve the investor protection aspects of proposed regulations implementing the elimination of the ban on general solicitation in Regulation D effected by the Jumpstart Our Business Startups… [read post]
7 Sep 2012, 5:10 am
And then they claimed, clearly on technical grounds, that there was no issue of securities to the public that would result in need for compliance of SEBI Regulations and other laws for disclosure, investor protection, etc. [read post]
6 Sep 2012, 5:31 pm
It does a good job touching on the major legal issues foreign investors typically face in China. [read post]
6 Sep 2012, 1:53 am
In addition, most of the antitrust litigation filed to date has named only corporate defendants. [read post]
5 Sep 2012, 9:41 am
However, Chairman Shapiro also commented in her speech about the need for investor protections, and she referenced both future SEC work and other legislation, including the SEC's pending proposed rule to prohibit "bad actors" from using Rule 506 as required under the Dodd-Frank Act. [read post]
5 Sep 2012, 5:34 am
Commissioner Aguilar thought the proposed rules did not go far enough in protecting investors. [read post]
4 Sep 2012, 9:12 pm
Venture Capital New (Corporate) Investors in Venture Capital Markets Ford, General Motors, and American Express are among those multinational corporations that have recently focused efforts on investing in Silcon Valley startups. [read post]
4 Sep 2012, 1:34 am
” Mid-Year Securities Litigation Studies Released: All of the leading statistical services have issued their respective studies of securities class action lawsuit filings for the first six months of 2012. [read post]
1 Sep 2012, 2:09 pm
However, the private securities offering rules permit up to 35 non-accredited investors in a private offering, but the new Rule will not allow any non-accredited investors. [read post]
1 Sep 2012, 2:09 pm
However, the private securities offering rules permit up to 35 non-accredited investors in a private offering, but the new Rule will not allow any non-accredited investors. [read post]
28 Aug 2012, 11:55 am
Department of Labor under the Employee Retirement Income Security Act of 1974 (29 C.F.R. [read post]
25 Aug 2012, 4:24 pm
The defendants had countered that because Fannie Mae is an independent establishment of this country, per the 1934 Securities Exchange Act’s Section 3(c), government agencies are protected from liability. [read post]
24 Aug 2012, 12:51 pm
Investors need to act quickly to protect their full legal rights as certain claims may be barred by the passage of time. [read post]
24 Aug 2012, 6:52 am
These efforts, she said, were needed to “reduce the susceptibility to runs, protect retail investors and lessen the need for future taxpayer bailouts. [read post]
22 Aug 2012, 6:15 pm
Based on the outstanding 1,229 allowed claims, a $2.4 billion distribution would represent an average payment of $1.975 million and would fully satisfy nearly 90% of outstanding approved claims when accounting for funds previously advanced by Picard and the Securities Investor Protection Corporation ("SIPC"). [read post]
22 Aug 2012, 4:00 pm
Title II provides for the elimination of the prohibition against general solicitation and general advertising in securities offerings conducted pursuant to Rule 506 of Regulation D provided that all purchasers are accredited investors. [read post]
22 Aug 2012, 8:34 am
Investors need to act quickly to protect their full legal rights as certain claims may be barred by the passage of time. [read post]
20 Aug 2012, 7:53 am
Just one example of the fraud perpetuated by the corporate leaders was outlined in the so-called Abacas lawsuit, in which the Securities and Exchange Commission had alleged that the company didn't inform investors of the role played by a hedge fund in betting against the securities. [read post]
14 Aug 2012, 9:24 am
A federal judge ruled that an SEC action alleging securities fraud against the former CEO of Fannie Mae for misleading investors about the GSE’s level of exposure to risky subprime loans could proceed. [read post]
12 Aug 2012, 7:55 pm
Jumper practices in the areas of corporate, securities and franchise law. [read post]
