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8 Oct 2008, 12:15 pm
ISS of course provides recommendations on matters voted upon by shareholders. [read post]
27 Jul 2007, 6:56 am
Nationwide Mutual Ins. [read post]
13 Aug 2012, 6:48 am
For two years from the onset of a disability, the Plan provides benefits to a participant who can't do her old job. [read post]
26 Nov 2019, 7:02 am
AXA Advisors LLC The Equitable Lie Assurance Society of the United States Su, Zachary JP Morgan Securities World Financial Group Uwechue, Anthony JP Morgan Securities Chase Investment Serivces Wright, Tiana Northwestern Mutual Investment Services Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
15 Oct 2014, 9:15 pm
Among the problems: overly broad definitions of misconduct in situations like that of mutual incapacitation by alcohol, and procedures that deny “any adequate opportunity to discover the facts charged and to confront witnesses and present a defense at an adversary hearing. [read post]
24 Dec 2019, 7:19 am
Morgan Securities LLC World Financial Group Williams, Minjoe Wells Fargo Clearing Services, LLC National Securities Corporation Wright, Tiana Northwestern Mutual Investment Services LLC FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. [read post]
6 Apr 2017, 8:49 am
Highland Energy MLP Class A Fund seeks to provide investors with current income and capital appreciation. [read post]
7 Aug 2023, 4:50 am
Neither Musk nor X has provided further details on the offer, such as how X users can obtain legal funding or what may qualify as being “unfairly treated” by an employer. [read post]
4 Apr 2011, 9:40 pm
If the value of an estate is less than $100,000, California law provides a way to transfer the assets of the decedent without formal probate. [read post]
2 Oct 2018, 5:40 am
According to FINRA Disciplinary actions for September 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Denise Canez John Drill Northwestern Mutual Investment Services LLC Robert Baird & Co Incorporated Glenn Grosek Citizens… [read post]
5 Feb 2022, 7:38 am
Through the SEC Whistleblower Program, qualified whistleblowers, individuals who voluntarily provide the SEC original information that leads to a successful enforcement action, are entitled to a monetary award of 10-30% of funds recovered by the government. [read post]
29 Oct 2020, 3:34 pm
Countries setting mutually-agreed goals or targets within the framework of an international accord or agreement – with clear benefits for people, animals and the environment. [read post]
10 Jan 2016, 10:31 am
Debt issues by Hercules Offshore and drilling rig provider Paragon Offshore were among the worst-performing oil and gas service bonds in the high-yield energy index. [read post]
8 Oct 2015, 7:13 am
As reported by NJ.com, the Hamilton Township firefighters’ unions will start knocking on residents’ doors asking them to sign petitions calling for the consolidation of the Township’s nine fire districts into one force that would provide protection to the entire town. [read post]
1 Feb 2012, 4:30 pm
In a letter to Fed Chair Ben Bernanke, Chancellor of the Exchequer George Osborne said that the proposed regulations would make it more difficult and costlier to provide market making services in non-US sovereign markets. [read post]
18 Feb 2009, 7:00 am
In California, absent a court order providing otherwise (and upon a showing of good cause), a party is limited to taking only one single deposition of a party who is a natural person, i.e., a wage and hour plaintiff. [read post]
16 Aug 2010, 4:45 pm
An interesting perspective on this issue was recently provided by Mark Brownlow on his Email Marketing Reports blog. [read post]
18 Apr 2012, 6:17 pm
These are not results that reflect the mutual intent of the parties at the time they entered the listing agreement. [read post]
25 Oct 2007, 12:23 pm
Posting will resume shortly, but I thought I'd provide some links to the things we have done most recently. [read post]
6 Apr 2017, 9:42 am
The Salient MLP Fund (the “Fund”) seeks to provide a high level of total return and emphasizes making quarterly cash distributions to shareholders. [read post]
