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2 Jun 2020, 9:05 pm by Dan Flynn
 Documents, sometimes out of order, have trickled into the Western District’s electronic file since federal prosecutors filed the first criminal information in U.S. v Kruse. [read post]
2 Jun 2020, 4:04 pm by Patricia Hughes
(There are more extensive fines for corporations.) [read post]
2 Jun 2020, 3:05 pm by Kevin LaCroix
  Just above the signature line, a borrower must also certify its acknowledgement that “knowingly making a false statement to obtain a guaranteed loan from SBA” could result in felony criminal liability, fines and imprisonment under a number of federal statutes, including 18 U.S.C. [read post]
2 Jun 2020, 1:21 pm by Rebecca Tushnet
Anyway, it’s fine to make consumers scroll down and to use fine print/the bottom of pages. [read post]
2 Jun 2020, 10:35 am by Schachtman
Expert witness opinions about the nature and cause of plaintiffs’ medical conditions, are the linchpin of mass tort cases involving claims of bodily injury from allegedly harmful products. [read post]
1 Jun 2020, 2:19 pm by Corynne McSherry
Their displeasure with Section 512 may in fact be a sign that the balance is working just fine. [read post]
1 Jun 2020, 9:51 am by Jackie McDermott
In Washington, some of those electors were fined $1,000 and in Colorado one was removed. [read post]
1 Jun 2020, 2:04 am
FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc. to Pay $7.2 Million in Restitution to Customers Overcharged for Mutual Funds (FINRA Release)FINRA Imposes Fine and Suspension for Rep's Facilitation of Customer's Son-In-Law's Account Withdrawals.In the Matter of Robert Silverman, Respondent (FINRA AWC)SEC Awards Record Payout of Nearly $50 Million to Whistleblower / Whistleblower Program Reaches $500 Million in Total Awards (SEC Release)Investment Advisor Sues… [read post]
1 Jun 2020, 2:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5252/securities-industry-commentator/FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc. to Pay $7.2 Million in Restitution to Customers Overcharged for Mutual Funds (FINRA Release)FINRA Imposes Fine and Suspension for Rep's Facilitation of Customer's Son-In-Law's Account Withdrawals.In the Matter of Robert Silverman,… [read post]
31 May 2020, 7:30 pm by coleccionespr
La Ley 54-2020 que enmienda la Ley Núm. 74 de 21 de junio de 1956, a los fines de facultar al secretario secretaria del Departamento de Trabajo y Recursos Humanos para implementar estos cambios. [read post]
28 May 2020, 9:01 pm by Austin Sarat
On Sunday, a Florida federal district court struck down a state law requiring people with serious criminal convictions to pay court fines and fees before they can register to vote. [read post]