Search for: "Frank Banks" Results 3101 - 3120 of 5,206
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
27 Dec 2011, 6:02 pm by Adam Levitin
It's not clear to me why the OCC, but not OTS, escaped the axe in Dodd-Frank. [read post]
27 Dec 2011, 3:13 pm by Lovechilde
The name of the deceased was "Austerity Economics," and it was first glimpsed in a 1921 paper by conservative economist Frank Wright. [read post]
27 Dec 2011, 9:24 am by Ezra Rosser
Blog Post by Frank Pasquale, “The Poor Get One Strike; Banks Get Thousands,” Concurring Opinions, Dec. 26, 2011. [read post]
26 Dec 2011, 3:20 pm by Michael Froomkin
The Poor Get One Strike; Banks Get Thousands – Frank Pasquale compares the fate of rich people engaging in massive organized fraud to that of poor people who have the misfortune to be present when someone else commits a crime. [read post]
23 Dec 2011, 1:10 pm by James Hamilton
The SEC and federal banking regulators have extended the comment period on the proposed regulations implementing the Volcker Rule provisions of the Dodd-Frank Act from January 13, 2012 to February 13, 2012. [read post]
23 Dec 2011, 9:51 am by James Hamilton
In a letter to the SEC and banking regulators, a bipartisan group of over 100 House Members, including oversight Chairs, urged that the comment period on the proposed regulations implementing the Dodd-Frank Volcker Rule be extended for at least 30 days past the current January 13,2012 deadline. [read post]
While these proposed rules are consistent with Dodd-Frank’s requirements, and in some cases tie in with international regulatory efforts, they represent a new chapter in the regulation of large banks and non-bank financial institutions and efforts to reduce systemic risk. [read post]
22 Dec 2011, 10:44 am by James Hamilton
Capital Markets Subcommittee Chair Scott Garrett (R-NJ) and Oversight Subcommittee Chair Randy Neugebauer (R-TX) said that the SEC regulations should exempt from the definition of municipal advisor broker-dealers, investment advisers and banks that are already regulated by the Commission and the federal banking agencies. [read post]
22 Dec 2011, 2:00 am by Stephanie Figueroa
The Volcker rule, the section of Dodd-Frank meant to restrict U.S. banks’ proprietary trading, will finally get some action within the U.S. [read post]
20 Dec 2011, 11:49 am by James Hamilton
National Australia Bank, the Court found that securities antifraud provisions applied to transactions in securities listed on domestic exchanges, and domestic transactions in other securities. [read post]
19 Dec 2011, 1:17 pm by Richard Renner
The Dodd-Frank Act and the Seventh Circuit's holding in DeGuelle (see my blog post from earlier today), provide banking whistleblowers other options that may be better in their individual cases. [read post]
19 Dec 2011, 3:11 am by New Books Script
42 new acquisitions for the Osgoode Hall Law School Library, including 29 from 2011: HV 875.58 C3 B34 2011 The traffic in babies : cross-border adoption and baby-selling between the United States and Canada, 1930-1972 Karen A. [read post]
19 Dec 2011, 12:15 am by Kevin LaCroix
  The whistleblower provisions of the Dodd-Frank Act have only recently been implemented and the SEC’s program is only in its earliest stages. [read post]