Search for: "SECURITIES CORP." Results 3101 - 3120 of 11,591
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2 Jan 2008, 3:19 am
By Order dated December 27, 2007 a New York appeals court rejected an absent class member's bid to obtain the work product of lead counsel in the CA Inc. securities class action. [read post]
12 May 2010, 11:20 am by Richard Renner
  It has expunged a suspension for an employee of the Port Authority Trans-Hudson Corp. [read post]
22 Oct 2019, 12:22 pm by Silver Law Group
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Sandra Acree   Fidelity Brokerage Services   Andrew Baker   Suntrust Investment Services   Wells Fargo Advisors   William Cannon   Lifemark… [read post]
8 Jun 2023, 11:03 pm by Howard M. Wasserman
ShareCivil rights plaintiffs scored a significant victory in Health & Hospital Corp. of Marion County v. [read post]
26 Sep 2007, 3:43 pm
The Senate voted 76-22 today to start throwing stuff at Iran: It is the sense of the Senate-- (1) that the manner in which the United States transitions and structures its military presence in Iraq will have critical long-term consequences for the future of the Persian Gulf and the Middle East, in particular with regard to the capability of the Government of the Islamic Republic of Iran to pose a threat to the security of the region, the prospects for democracy for the people of the… [read post]
28 Jun 2018, 11:49 am by Elizabeth Dalziel
L.P., Cherokee Investment Partners LLC, Ecosystem Investment Partners LLC, Elm Partners Management LLC, HEP Management Corp., Prescott General Partners LLC, RLJ Equity Partners LLC, Rose Park Advisors LLC, and Veteri Place Corp. [read post]
30 Jan 2018, 3:00 am by John Jenkins
However, this Bloomberg article says that some big companies are having second thoughts about the virtual-only approach: Railroad operator Union Pacific Corp. will revert to an in-person annual meeting this year, after its 2017 virtual-only gathering drew a shareholder rebuke and a proposal to end the practice, a company lawyer told the Securities and Exchange Commission in a letter dated Monday. [read post]
23 Dec 2009, 5:26 pm by WSJ Staff
According to an FBI affidavit filed in federal court this week, Koss, the CEO, was recently informed by a security officer for American Express that the charge-card issuer noticed a customer’s personal account balances were being paid down via “numerous large wire transfers that were originating from a Koss Corp. bank account. [read post]
24 Aug 2007, 8:17 pm
Corporal Ryan was a squad leader for the Marine Security Force at Guantanamo. [read post]
24 Feb 2015, 3:35 am by Broc Romanek
It’s such a hot potato that most waivers now coming from the Commissioners, not the Corp Fin Staff itself. [read post]
22 Mar 2023, 6:12 am by Dan Bressler
” “EQT Can’t Nix Its Former Atty From Abandoned Gas Well Suit” — “EQT Corp. has failed to block its former attorney and an ex-employee from representing plaintiffs in a proposed class action over ‘abandoned’ natural gas wells, with a federal judge determining the bids looked like attempts ‘to foreclose an employee that they terminated from securing any meaningful employment’ in the industry. [read post]