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27 Feb 2014, 1:00 pm
This month the SEC charged Wall Street traders Thomas Gonnella and Ryan King with a fraudulent “parking” scheme in which one trader temporarily placed securities in the other’s trading book. [read post]
26 Feb 2014, 11:15 am
Large traders also need to amend Form 13H annually within 45 days of the end of the year and make quarterly update filings to the extent that information changes. [read post]
26 Feb 2014, 10:49 am
A trader who uses material nonpublic information to execute trades but does not personally benefit from the resulting gains may nonetheless face disgorgement of all profits, according to a recent Second Circuit opinion. [read post]
25 Feb 2014, 2:49 pm
For global traders (which is potentially most companies in the internet era) it makes no sense to work to build up goodwill in a name shared with another business in the same sector, however long you've had it. [read post]
25 Feb 2014, 10:02 am
First Derivative Traders and be used to target actors who, acting with scienter, cause another to “make” a false statement. [read post]
25 Feb 2014, 5:00 am
FINRA inquired and his firm circulated a list of suspicious traders. [read post]
24 Feb 2014, 8:01 am
That may be Craig’s List; e Bay; Auto Trader or like marketplaces. [read post]
24 Feb 2014, 4:44 am
Maxim Marketing is suing Trader Joe's and Conagra, after Trader Joe's went to Conagra as supplier for its peanut butter pretzels. [read post]
23 Feb 2014, 11:00 pm
We also at Hyde Park have a nice complement of international traders and we did a Mont Blanc store there. [read post]
20 Feb 2014, 9:30 pm
A description from the Press:In the years following the Glorious Revolution, independent slave traders challenged the charter of the Royal African Company by asserting their natural rights as Britons to trade freely in enslaved Africans. [read post]
20 Feb 2014, 1:46 pm
Like the now-ubiquitous tallies of weekend movie box office grosses, the ups and downs in the art market, driven by spiking art world prices, increasing art speculation, and an influx of the day-trader mentality into the art world, have become fodder for many major publications. [read post]
20 Feb 2014, 1:46 pm
Like the now-ubiquitous tallies of weekend movie box office grosses, the ups and downs in the art market, driven by spiking art world prices, increasing art speculation, and an influx of the day-trader mentality into the art world, have become fodder for many major publications. [read post]
20 Feb 2014, 10:46 am
Like the now-ubiquitous tallies of weekend movie box office grosses, the ups and downs in the art market, driven by spiking art world prices, increasing art speculation, and an influx of the day-trader mentality into the art world, have become fodder for many major publications. [read post]
20 Feb 2014, 7:15 am
He had retired after making millions of dollars during the tech boom as a stock trader and made his floating home a cause celebre. 3. [read post]
20 Feb 2014, 12:00 am
Nor is it disputed that Rolex would have been entitled to claim an infringement of its rights if those goods had been offered for sale by a trader established in that Member State, since, on the occasion of such a sale, made for commercial purposes, use would have been made, on distribution to the public, of its rights in the course of trade. [read post]
18 Feb 2014, 5:51 am
The SEC filed the emergency action after discovering that traders using brokerage accounts in Hong Kong and Singapore stood to make more than $13 million in potentially illicit profits. [read post]
18 Feb 2014, 4:11 am
This must meet the needs of more than 5 000 residents, 2 300 businesses, 1 200 retailers and about 900 informal traders in the city centre.Evangelinos said the CCID had for the first time in 14 years received a payment of R2.7m from the city for outstanding arrears. [read post]
18 Feb 2014, 4:08 am
No one has ever come here to tell us about the road closures,' he said.Informal traders, some of whom sell braaied meat, said they would have to relocate to other areas, because of the dust and noise that was going to occur.Knowledge Chauke, an informal trader at the corner of Struben and Paul Kruger streets, said he knew most vehicles would find an alternative route, so his business would be affected.Johannes Sithole, who works at a parking lot, said the BRT was good because it… [read post]
17 Feb 2014, 5:16 pm
Columbia University Press describes this breezy, nifty volume in these terms: One morning while reading Barron's, Kara Newman took note of a casual bit of advice offered by famed commodities trader Jim Rogers. [read post]
17 Feb 2014, 1:03 pm
The SAC series of insider trading cases fascinates me because it involves highly intelligent, yet ethically challenged, securities traders, who amassed great fortunes using questionable and perhaps illegal methods. [read post]
