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6 Sep 2021, 5:27 am by Vercammen Law
 Deluca, J.S.C.DECISION ON MOTION FOR SUMMARY JUDGMENT FILED BY WELLS FARGO CLEARING SERVICES, LLC d/b/a WELLS FARGO ADVISORSAPPEARANCES:Maximilian Rich, Esq.Conrad M. [read post]
3 Sep 2021, 3:30 am by John Jenkins
Here’s an excerpt with a hair-raising tale from a small cap issuer about just how much Robinhood’s promo cost it: One company pushing back is Florida-based drugmaker Catalyst Pharmaceuticals Inc., which says Robinhood’s program cost it more than $200,000 last year and could be even more expensive this year. [read post]
2 Sep 2021, 10:14 am by Rebecca Tushnet
Owlet Baby Care, Inc., 2021 WL 3370259, No. 2:19-cv-00252 (D. [read post]
31 Aug 2021, 7:06 am by Robert Kraft
” By way of example, Bloomberg says “Goldman Sachs Group Inc. required bankers to prove they’d been vaccinated” and in “football-crazed Baton Rouge, Louisiana State University will demand vaccines or negative Covid tests to see a game at Tiger Stadium, capacity 102,000. [read post]
30 Aug 2021, 10:48 am by Kevin LaCroix
The SPAC-related securities suit filed earlier this month against View, Inc. [read post]