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26 Oct 2021, 9:08 pm
But Martinez argues that, without the proper regulatory framework provided by FDA, the medical device industry will continue to compromise public health.The post Addressing the Medical Device Safety Crisis first appeared on The Regulatory Review. [read post]
29 Jul 2022, 9:09 pm
The post Reforming Accountable Care Organizations first appeared on The Regulatory Review. [read post]
15 Oct 2021, 9:03 pm
The post The Culture of Antibiotics Regulation first appeared on The Regulatory Review. [read post]
10 Apr 2022, 9:08 pm
These doctrines are more about juristocracy than about democracy—rule by the Court rather than by the people.The post No, the Supreme Court Cannot Save Democracy first appeared on The Regulatory Review. [read post]
11 Mar 2022, 9:03 pm
The post Data Privacy Through the Lens of Big Tech first appeared on The Regulatory Review. [read post]
5 Nov 2015, 5:58 am
§§11101, et seq.) did not preempt state-law discovery of peer review material. [read post]
3 May 2018, 9:30 pm
WHAT WE’RE READING THIS WEEK In a book review for the Harvard Law Review, K. [read post]
8 Sep 2013, 9:45 pm
The office conducts a review process that places primacy on developing sound public policy, not on playing politics. [read post]
10 Mar 2009, 10:27 am
This time we're reviewing The Law Market, Erin O'Hara and Larry Ribstein's new and terrifically interesting book on regulatory competition and choice of law rules. [read post]
8 Jan 2008, 6:41 am
Wyden expressed concern with the federal regulatory review process and stated that he planned to host a meeting in Oregon for FERC Commissioner JonWellinghoff to visit the proposed LNG sites and hear from local residents. [read post]
9 Jul 2009, 8:19 am
In June 2007, the SEC for the first time issued its "ComplianceAlert," which provides financial firms with a periodical summary of select compliance areas the SEC examiners are concerned with, thereby providing firms with a forewarning of these problem areas so that they can review and modify their practices where necessary. [read post]
26 Mar 2010, 9:57 am
SEC Staff to Review Derivatives Use by FundsThe SEC Investment Management staff is reviewing the use of derivatives by mutual funds, exchange-traded funds and other investment companies. [read post]
8 Jan 2015, 6:44 am
A Plea for Protecting Worker’s Rights While Preserving Tribal Sovereignty” (PDF) in the California Law Review. [read post]
4 Sep 2010, 11:45 am
The authorities will also ensure a common regulatory culture and consistent practices. [read post]
9 Mar 2022, 9:05 pm
Regulatory agencies, it seems, receive the least interest of all. [read post]
30 Jan 2023, 4:17 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6864/securities-industry-commentator/ The FINRA Regulatory Mule Kicks Defrauded Customers In the Head (BrokeAndBroker.com Blog) The SEC Toys With A Dead FINRA Expungement Mouse for 50 Months (BrokeAndBroker.com Blog) Federal Appellate Court Affirms Dismissal of Wells Fargo and FINRA (BrokeAndBroker.com Blog) Ex-Allianz… [read post]
18 Nov 2011, 12:10 pm
FINRA recently issued Regulatory Notice 11-52 reminding firms about their supervisory obligations with respect to representatives' use of certifications and designations. [read post]
12 Sep 2009, 11:47 am
Tim Mak at NewMajority.com quotes me to the effect that while I’ve disagreed with some of the eminent lawprof’s ideas in the past, and don’t expect to agree with everything he does in his new post as regulatory review manager, he’s likely to give free-market views a fairer and more thoughtful hearing than they’d have gotten from almost anyone else likely to fill the position. [read post]
9 Sep 2010, 11:20 am
Senator Dodd noted that, under Section 919D, the Ombudsman will act as a liaison between the Commission and any retail investor in resolving problems that retail investors may have with the Commission or with self-regulatory organizations and review and make recommendations regarding policies and procedures to encourage persons to present questions to the Investor Advocate regarding compliance with the securities laws. [read post]
22 Jul 2008, 1:45 am
, as well as the environmental, permitting and regulatory issues raised by carbon sequestration. [read post]
