Search for: "DIVISION OF RISK MANAGEMENT"
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16 May 2015, 8:10 am
In this episode of The Un-Billable Hour, Christopher Anderson interviews Carol Lynn Grow and Jack Grow from Law Toolbox about the risks inherent in deadline-driven practices and why it is important to manage law firm risk with rules-based docketing. [read post]
14 May 2015, 7:57 am
In the Guidance, the Division identified a number of measures for funds and advisers to consider in addressing cybersecurity risk and rapid response capability. [read post]
12 May 2015, 6:14 am
In Guidance Update No. 2015-02, the Division of Investment Management (Division) of the Securities and Exchange Commission (SEC) issued some high-level suggestions concerning the importance of cybersecurity for registered investment companies and registered investment advisers. [read post]
11 May 2015, 6:30 am
He resides in the Boston area and works as a Qualified Loss Management Program provider working with high experience modification factor companies in the Massachusetts State Risk Pool. [read post]
6 May 2015, 6:52 pm
The residual risk bearers, the shareholders, take the greatest interest in the replenishment of the assets of the damaged corporation. [read post]
4 May 2015, 8:17 am
The access of gardaí to external e-mail was very inconsistent across the seven divisions. [read post]
1 May 2015, 10:32 am
Recently, the Staff of the Division of Investment Management of the Securities and Exchange Commission (the “Staff”) issued updated Guidance that highlights the importance of cybersecurity of registered investment funds and registered investment advisers. [read post]
1 May 2015, 3:00 am
Riewe, Co-Chief, Asset Management Unit, SEC Division of Enforcement Location: Washington, D.C. [read post]
1 May 2015, 3:00 am
Riewe, Co-Chief, Asset Management Unit, SEC Division of Enforcement Location: Washington, D.C. [read post]
30 Apr 2015, 11:56 am
Please call an Investment Funds and Investment Management attorney with your inquiries regarding your firm’s cybersecurity risks and compliance procedures that address them. [read post]
30 Apr 2015, 9:08 am
Within 20 days of hiring a new employee Employers must report the new hires to the Texas Attorney General’s Child Support Division. [read post]
29 Apr 2015, 9:20 am
In summary, the Guidance Update notes the Division staff’s view that funds and investment advisers may wish to consider the following in order to address cybersecurity risk in their... [read post]
28 Apr 2015, 6:30 am
He resides in the Boston area and works as a Qualified Loss Management Program provider working with high experience modification factor companies in the Massachusetts State Risk Pool. [read post]
25 Apr 2015, 4:22 am
Linda Donahue has been appointed Special Counsel to the Commissioner for Ethics, Risk and Compliance for the Division of Homeland Security and Emergency Services. [read post]
23 Apr 2015, 5:14 am
” – Andrew Ceresney, Director of the SEC’s Division of Enforcement Sources: SEC Announces Million-Dollar Whistleblower Award to Compliance Officer SEC order SEC Awards More than $1.4 Million to Whistleblower Compliance Officer by Samuel Rubenfeld in the WSJ.com’s Risk & Compliance Journal The New SEC Whistleblower Rule The post Compliance Officer Earns Million-Dollar Whistleblower Award appeared first on Compliance Building. [read post]
22 Apr 2015, 4:08 pm
All states have regulations requiring health care providers to report cases of listeriosis and public health officials try to interview all persons with listeriosis promptly using a standard questionnaire about high risk foods. [read post]
15 Apr 2015, 6:30 am
We had very successful webinar recently on the New ADA Return to Work Interpretations. [read post]
14 Apr 2015, 4:50 pm
In the CEC/Brittenham action, the SEC alleged that CEC and Brittenham improperly allocated more than $3 million of CEC’s expenses that CEC managed. [read post]
13 Apr 2015, 11:00 am
Although the 2008 press release stated that the group management division was “headquartered” in New York, it did not state that the division solicited insurance business in New York on behalf of ALICO or AIA. [read post]
13 Apr 2015, 7:51 am
Vega, he is a joint managing conservator under the Final Divorce Decree and, as such, has the right to ensure that J.G.V. is not placed in harm's way. [read post]
