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26 Apr 2018, 3:59 am by Jane Meacham, Contributing Editor
It is aimed at establishing a standard of conduct for broker-dealers and people associated with them when making any securities transaction recommendation—including advice to roll over or transfer assets from one type of account to another, such as a recommendation to roll over or move assets in an Employee Retirement Income Security Act (ERISA) retirement account to an individual retirement account (IRA). [read post]
18 Apr 2018, 11:55 am by Cynthia Marcotte Stamer
A Fellow in the American College of Employee Benefit Counsel, the American Bar Foundation and the Texas Bar Foundation, Ms. [read post]
12 Apr 2018, 7:42 pm by Cynthia Marcotte Stamer
Restaurant employers should audit and tighten the employee wage, timekeeping and other wage and hour practices to minimize their exposure to heightened enforcement of the Fair Labor Standards Act and other federal wage and hour laws by the U.S. [read post]
12 Apr 2018, 8:48 am by Robert Liles
On April 2, 2018, eGlobalTech sent out letters to affected suppliers around the country advising them of the initiation of CBR201803: Spinal Orthoses Suppliers. [read post]
14 Feb 2018, 2:57 pm by Kevin LaCroix
In 2009, the SEC brought an enforcement action against Kokesh alleging that he misappropriated funds from four of the development companies he advised between 1995 and 2009. [read post]
2 Feb 2018, 8:57 am by Cynthia Marcotte Stamer
  Like the $2.3 million HIPAA resolution agreement OCR announced with now bankrupt radiation oncology and cancer care provider 21st Century Oncology, Inc. (21CO) earlier this year,  see, e.g. [read post]
1 Feb 2018, 5:55 pm by Kevin LaCroix
With respect to accounting cases, the law and practice has been relatively stable for some t [read post]
24 Jan 2018, 7:56 am by Cynthia Marcotte Stamer
Department of Labor (DOL) and other agencies’ spending reports posted at USASpending.gov to comply withthe Digital Accountability and Transparency Act of 2014 (DATA Act) are intended to help taxpayers, government leaders and others monitor and evaluate agency spending. [read post]
10 Jan 2018, 1:30 pm by Cynthia Marcotte Stamer
A Fellow in the American College of Employee Benefit Counsel, the American Bar Foundation and the Texas Bar Foundation, Ms. [read post]
5 Jan 2018, 5:35 am by Cynthia Marcotte Stamer
  In addition, five days after releasing the March 4, 2017 Breach 8-K, 21CO notified investors that its subsidiary, 21st Century Oncology, Inc. [read post]
14 Dec 2017, 4:16 pm by Cynthia Marcotte Stamer
A Fellow in the American College of Employee Benefit Counsel, the American Bar Foundation and the Texas Bar Foundation, Ms. [read post]