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11 Dec 2015, 10:18 am by Cynthia Marcotte Stamer
Practitioners who don’t already have an e-4010 account will need to set up an account to be able to use the PBGC e‑filing portal. [read post]
10 Dec 2015, 11:48 am by Adam Weinstein
From August 2009 until September 2015 Monte was associated with brokerage firm American Portfolios Financial Services, Inc. out of the firm’s Fairport, New York office location. [read post]
4 Oct 2015, 9:11 am by Adam Weinstein
In addition, FINRA alleged that during this time Respondent mismarked 15 order tickets as “unsolicited” causing the books and records of his employer, American Portfolios Financial Services, Inc. [read post]
21 Aug 2015, 6:07 pm by Cynthia Marcotte Stamer
  When the involvement includes discretionary involvement in the plan administration, of course, the vendor or advisor could face liability for breach of fiduciary duty under ERISA as ERISA defines fiduciary functionally. [read post]
21 Aug 2015, 11:24 am by Cynthia Marcotte Stamer
While businesses inevitably will need to involve or coordinate with their accounting, broker, and other vendors involved with the plans, businesses generally will want to get legal advice in a manner that preserves their potential to claim attorney-client privilege to protect against discovery in the event of future enforcement or litigation actions sensitive discussions and analysis about compliance audits, plan design choices, and other risk management and liability planning as… [read post]
11 Aug 2015, 2:29 pm by Cynthia Marcotte Stamer
A Fellow in the American College of Employee Benefit Counsel, past Chair and current Welfare Benefit Committee Co-Chair of the American Bar Association (ABA) RPTE Section Employee Benefits Group, Vice Chair of the ABA Tort & Insurance Practice Section Employee Benefits Committee, former Chair of the ABA Health Law Section Managed Care & Insurance Interest Group, an ABA Joint Committee on Employee Benefits Council Representative and Board Certified in Labor & Employment… [read post]
11 Aug 2015, 6:27 am by Adam Weinstein
In the wake of FINRA’s lack of leadership on the issue, The North American Securities Administrators Association Inc. [read post]
3 Aug 2015, 12:07 pm by Cynthia Marcotte Stamer
Group health plans, their insurers or other fiduciaries, as well as sponsoring employers should take into account all of this existing guidance when reviewing and assessing the compliance of their group health plans, as well as stay vigilant for the publication of additional guidance. [read post]
11 Jul 2015, 2:14 pm by Cynthia Marcotte Stamer
The heavy reliance by group health plans and health insurers upon internet based applications and portals to carry out online enrollment, claims administration and payment, reporting and a host of other key health plan functions makes it particularly important for health plans, their employer or other sponsors, fiduciaries, vendors, and other involved in health plan administration or using or accessing health plan data to verify and ensure the internet data sharing and other applications and portals… [read post]
30 Jun 2015, 2:43 pm by Cynthia Marcotte Stamer
Beyond these changes, the WHD also is considering various changes to the duties test and invites suggestions for additional occupational examples in the current White Collar Exemption as well as comments on whether its regulations should require employers to take into account nondiscretionary bonuses when determining whether an employee meets the standard salary requirement. [read post]
30 Jun 2015, 10:53 am by Cynthia Marcotte Stamer
The BLS Employer Costs For Employee Compensation Report, March 2015 released June 10, 2015 Report) shows private employers spent an average of $31.65 per hour worked for compensation in March 2015 with health benefits accounting averaging 7.7 percent of this average employer total compensation cost per employee. [read post]
26 Jun 2015, 12:25 pm by Cynthia Marcotte Stamer
First, employers, employee benefit plan fiduciaries and service providers, their advisors and consultants must reevaluate and update their policies and practices in response to Winsor and Obergefell. [read post]
16 Jun 2015, 2:54 pm by Cynthia Marcotte Stamer
The grant opportunity was announced during a Google+ Hangout on paid leave that included Women’s Bureau Director Latifa Lyles, Senior Advisor to the President Valerie Jarrett, YouTube CEO Susan Wojcicki, and others. [read post]
27 Dec 2014, 2:19 am by Ben
Surely there may be some subjective connotation in determining 'the public taken into account by the copyright holders when they authorised the initial communication.' The question is: how can those who provide links be sure about the intention of the relevant righholder? [read post]