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4 Feb 2019, 11:52 am by Race to the Bottom
International Business Machines Corporation (“IBM”) announced on October 28th of 2018 its plans to acquire American software company Red Hat, Inc. [read post]
11 Jan 2019, 2:30 pm by ccollins
According to The Business Journals, Enbridge made the acquisitions in the wake of the “significant weakening of MLP capital markets. [read post]
3 Jan 2019, 2:10 pm by Sheila R. Carroll
Capital Gains ResearchBureau, Inc., 375 U.S. 180, 194 (1963) to impose a financial duty on Investment Advisers to disclose to its clients all conflicts of interest which might incline an investment adviser consciously or unconsciously to render advice that is not disinterested.These are high-standards and high-stakes for Registered Investment Advisers and for the Investment Advisers themselves. [read post]
3 Jan 2019, 5:57 am by Silver Law Group
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Barrick, Tabor   FBL Marketing Services, LLC   Allstate Financial Services, LLC   Conklin, Jeffrey   The Huntington Investment Company  … [read post]
3 Jan 2019, 5:48 am by Silver Law Group
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS    Albin, William   Waddell & Reed   Metlife Securities Inc   Allen, David   Avenir Financial Group   Gunnallen Financial, Inc   Boupon, Kean   Morgan Stanley   Merrill Lynch, Pierce, Fenner… [read post]
30 Dec 2018, 3:03 am by Ben
  Back in the USA, the music industry (mostly) supported two more new pieces of legislation, the CLASSICS Act, which was aimed at rectifying the much discussed pre-1972 quirk in American copyright law that excludes  earlier sound recordings, and the AMP Act, which would introduce a new right for record producers and sound engineers, and reform to the way satellite radio royalties are calculated, and provide a general performing right for sound recording copyright to rectify… [read post]
20 Dec 2018, 3:45 am by InvestorLawyers
  Predictably, this overleveraging has placed some oil and gas companies in a precarious financial position, particularly those operating in the capital-intensive and risky upstream sector of the oil and gas market. [read post]
   By contrast, as the upcoming technological challenger, China views U.S. actions as illegitimate efforts to contain China’s rise and maintain American hegemony. [read post]
30 Nov 2018, 6:06 am
Doyle, American Council for Capital Formation (ACCF), on Thursday, November 29, 2018 Tags: Asset management, Capital formation, Capital markets, Fund managers, Glass Lewis, Institutional Investors, Institutional voting, ISS, Ownership, Proxy advisors, Proxy voting, SEC, Securities regulation, Transparency The Shift from Active to Passive Investing: Potential Risks to Financial… [read post]
29 Nov 2018, 1:28 pm by Brett Frischmann
In these markets, there are buyers, sellers, and market-making intermediaries that sell something to everyone. [read post]
28 Nov 2018, 4:00 am by Ken Chasse
[See the full text article for this summary on the SSRN, using the same title] Law societies are not trying to solve the A2J problem, but instead provide “alternative legal services”[1] that merely help that majority of the population that cannot afford legal services learn to live with the problem. [read post]
6 Nov 2018, 11:51 am by Samuel Cohen
On 9 May 2018, the Argentine Congress passed the Productive Financing Law which introduced significant reforms to the Capital Markets Law No.26, 831. [read post]
5 Nov 2018, 10:10 am by Overhauser Law Offices, LLC
EST. 1923 TSDR 5594213 LUKE’S TSDR 5594204 TASTE OF MICHIGAN CITY TSDR 5594101 JOURNEYAWAKE TSDR 5597786 DOG PARK OUTFITTERS TSDR 5593939 THE MARKETPLACE FOR MARKET SHARE TSDR 5593938 IDC MARKETPLACE TSDR 5593937 IDC MARKETPLACE TSDR 5593890 PAINT PROS SINCE 1994 CUSTOM DESIGNERS INC. [read post]
5 Nov 2018, 4:13 am by Edith Roberts
” This morning’s second case is Virginia Uranium, Inc. v. [read post]
31 Oct 2018, 11:21 am by John Elwood
(relisted after the October 26 conference)   AT&T, Inc v. [read post]
26 Oct 2018, 8:48 am by InvestorLawyers
(“AFIN” or the “Company”), formerly known as American Realty Capital Trust V, Inc., listed its shares on Nasdaq Global Select Market (“Nasdaq”), under the symbol AFIN effective July 19, 2018. [read post]
24 Oct 2018, 4:33 pm by Kevin LaCroix
 The prohibition on unlawful insider trading levels the playing field and protects the integrity of financial markets. [read post]