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20 May 2019, 11:26 am
Silver is quoted by Investment News Daily reporter Bruce Kelly, “I have an arbitration case pending trial next week against Mr. [read post]
24 Apr 2007, 4:29 pm
Regular readers know that I've written periodically about the so-called "Clementi" reforms scheduled to take effect next year in the UK which would permit public ownership of, and investment in, law firms, as well as permitting diversified multidisciplinary firms combining, for example, lawyers with management consultants with accountants with financial planners with investment bankers. [read post]
5 May 2008, 6:05 am
Even these amounts are modest compared to the compensation that investment ban [read post]
7 May 2022, 9:00 am
Annual Bruce R. [read post]
28 Dec 2015, 3:46 am
In response, I received this note from Downey Brand’s Bruce Dravis: Thanks for flagging new articles on the share buybacks. [read post]
24 Mar 2009, 2:14 pm
The article is reproduced with permission from Alternative Investment Law Report, 2 AIR 347 (Mar. 11, 2009). [read post]
9 Jan 2015, 5:00 am
A study by the compliance firm RIA in a Box calls for advisers with less than $500 million in assets under management to transition to state regulation, a move that would involve about 7,250 of the approximately 11,400 investment advisers currently registered with the SEC. [read post]
10 May 2007, 12:58 pm
Bruce McKenna [read post]
22 Apr 2007, 2:47 pm
Kodiak even had an Ottawa man on the street for a while in the form of Bruce Gregory.Kodiak has announced only one new investment in Canada in recent years - Simpler Networks in Montreal. [read post]
8 Feb 2021, 5:26 pm
David Kris explains why a sleepy investment review committee with practically no staff is now being compared to a SWAT team. [read post]
1 Sep 2017, 9:02 am
Tom Bruce and his contributions must equally be applauded. [read post]
1 Dec 2014, 9:42 am
Bruce Rodgers had been the president of a transportation company for 11 years when CEVA Freight Canada Corporation approached him with a job opportunity. [read post]
14 Mar 2013, 5:37 am
Another specialist in behavioural management training, Bruce Faulkner, was paid £353,475. [read post]
12 Jun 2013, 10:25 am
CONTRIBUTED BYAsher Bearmanasher.bearman@dlapiper.com Interesting tax update courtesy of Bruce Thompson, a Senior Policy Advisor with DLA Piper. [read post]
11 Jul 2014, 3:06 am
These threats to U.S. biofuels at the policy level coupled with the recent introduction of new crude oil supplies in the U.S. have led to an overall unease in the investment community around biofuels and the rapid decline in investment capital for the industry. [read post]
19 Nov 2021, 12:24 pm
-China competition over infrastructure investment on the continent. [read post]
1 May 2018, 10:40 am
by Bruce Zagaris On April 19, 2018, Transparency International issued a report G20 Leaders or Laggards? [read post]
1 May 2018, 10:40 am
by Bruce Zagaris On April 19, 2018, Transparency International issued a report G20 Leaders or Laggards? [read post]
21 May 2015, 5:00 am
Former SEC Chairman Cox Weighs in on Administrative Proceedings by Bruce Carton in Compliance Week On Wednesday, former SEC Chairman Christopher Cox offered his own interesting perspective on the SEC’s use of administrative proceedings. [read post]
4 Mar 2016, 6:00 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, March 4, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 26, 2016 to March 3, 2016. 2015 CPA-Zicklin Index of Corporate Political Disclosure Posted by Bruce F. [read post]
