Search for: "E*TRADE Clearing, LLC"
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29 Feb 2016, 4:15 pm
.; and Liown Technologies/Beauty Electronics,LLC (collectively, “Liown”), and enjoined distributorsBoston Warehouse Trading Corp.; Abbott of England(1981), Ltd.; BJ’s Wholesale Club., Inc.; Von Maur, Inc. [read post]
24 Feb 2016, 4:34 am
I D E O L O G Y trumps all. [read post]
23 Feb 2016, 7:36 am
No. 3-16361, for violation of their duty to file suspicious activity reports (“SARs”); and its action against a current and former unit of E*Trade Financial Corporation, Admin. [read post]
22 Feb 2016, 4:36 pm
Courts have held that the scope of liability under section 10(b)(5) is broad, and it has been used against a wide range of behaviors from misleading statements in company filings and documents to insider trading and market manipulation cases. [read post]
18 Feb 2016, 5:00 am
Doe, February 16, 2016, Chang, E.).Alleged spoofing. [read post]
16 Feb 2016, 4:50 pm
Background The Carlyle Group is the trade name of a global private equity firm. [read post]
27 Jan 2016, 6:25 am
CAT3, LLC v. [read post]
21 Jan 2016, 9:19 am
Although it was not crystal clear, the agreement was technically with Thomas Seidl, one of the partners of Total Recall. [read post]
11 Jan 2016, 3:10 pm
Giles Construction, LLC v. [read post]
8 Jan 2016, 5:26 am
’ LVRC Holdings LLC v. [read post]
5 Jan 2016, 1:09 pm
That is, if the advertisement is only a small part of the overall video, the disclosure must be “delivered as close as possible to the advertising messag[e]” itself. [read post]
28 Dec 2015, 2:51 am
Howard E King, The lawyer for Thicke, WIlliams and co-writer rapper TI, said the decision set a "horrible precedent for music and creativity going forward". [read post]
30 Nov 2015, 4:04 am
” ULLCA (2013) § 105(e), cmt. [read post]
30 Nov 2015, 3:34 am
Darren reports.* YouTube to defend clear examples of fair use, even in courtYouTube to litigate copyright infringement/fair use actions on behalf of users harassed by subject to inappropriate DMCA takedown requests? [read post]
6 Oct 2015, 3:05 am
Newman, the Second Circuit considered appeals from the insider trading convictions of Todd Newman, a former portfolio manager at Diamondback Capital Management, LLC, and Anthony Chiasson, a former portfolio manager at Level Global Investors, LP. [read post]
2 Oct 2015, 4:44 am
I want you to close your eyes and clear all thoughts from your head. [read post]
14 Sep 2015, 4:32 pm
” Basic, 485 U.S. at 248-49. [10] Courts have struggled with this exception in the face of arguments that certain types of trading strategies—such as short selling and index fund trading—and a more general category of sophisticated traders [11]—are not entitled to the Basic presumption. [read post]
28 Aug 2015, 9:36 am
And this includes couples where at least one member is married to another, “[e]ven outside the community of those who practice polygamy for religious reasons,&r [read post]
6 Aug 2015, 6:21 pm
John Reed Stark is President of John Reed Stark Consulting LLC, a data breach response and digital compliance firm. [read post]
