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11 Oct 2016, 2:33 pm
Instead, the court severed the “for cause” removal provision from the Dodd-Frank Act, allowing the CFPB to continue to operate as an executive agency and providing the President with the power to supervise, direct, and remove the CFPB Director at will. [read post]
2 Jul 2011, 8:01 am
When seen on this level, the changes wrought by Dodd-Frank all look somewhat irrelevant. [read post]
24 May 2013, 9:00 am
We've previously analyzed the "say-on-pay" provisions of Dodd-Frank (and see also this Inbox item); this week, the Wall Street Journal's "Corporate Intelligence" column concluded that investors are "exercising more influence over executive pay," and highlights the perceived pros and cons from within the financial industry. [read post]
15 May 2015, 10:46 am
Under the section an entity that provides the existing TILA and RESPA disclosures would not be subject to any civil, criminal, or administrative action or penalty for failure to fully comply with the Dodd-Frank provision under which the CFPB adopted the TRID rule. [read post]
7 Jan 2011, 1:27 am
In the plaintiffs’ consolidated amended complaint (here), the plaintiffs essentially alleged that Barclays had failed to disclose and properly account for the risky real estate business in which it was engaged. [read post]
17 Sep 2024, 11:29 am
. ************************ In 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) endowed the SEC with almost absolute discretion as to whether to bring its enforcement actions in federal court or in administrative proceedings. [read post]
31 Oct 2014, 4:28 am
As I noted in an earlier post (here), particularly in light of the incentives that the Dodd-Frank whistleblower bounty provides, we will likely see many more securities suits following after whistleblower reports. [read post]
17 Apr 2017, 4:04 am
Laroe Estates, Inc., which asks whether intervenors in a lawsuit must have standing. [read post]
26 Jul 2012, 1:46 pm
The ring-fencing proposal shares a common motivation and underlying philosophy with the Volcker Rule being implemented under the Dodd-Frank Act. [read post]
2 Apr 2024, 9:05 pm
Under Federal Reserve System regulations and the Dodd-Frank Act, large banks must regularly conduct stress tests and report the results of such tests. [read post]
10 Oct 2017, 10:22 am
It is possible that a repeal or reform of The Dodd-Frank Wall Street Reform Act of 2010, which brought about the issue by empowering the SEC to impose civil penalties through the administrative process, could make the constitutional challenges to SEC ALJs moot. [read post]
13 Sep 2012, 7:26 pm
Although Birkenfeld blew the whistle on UBS to US investigators in 2007, prosecutors went ahead and charged him with committing a crime because at first he refused to describe his own involvement in the tax evasion fraud and did not reveal that he had worked with billionaire real estate developer Igor Olenicoff, who pleaded guilty to filing a false tax return that year. [read post]
5 Jan 2012, 12:35 pm
The enactment of the Dodd-Frank Wall Street Reform Act creates causes of action for employees of businesses that offer or provide consumer financial products or services primarily for personal, family or household purposes, including banks, loan brokers, check-cashing companies, real estate settlement companies, and financial advisors. [read post]
8 Jan 2009, 7:28 pm
I thought the argument for extending cramdowns to first mortgage loans was to deal with those awful subprime and "exotic" loans made when real estate values were as high as the lenders and borrowers who based their lending decisions upon those values ever rising. [read post]
3 Nov 2010, 7:46 am
Part I | Part II | Part III | Part IV Fund Regulation: Avoiding Registration with the SEC under the Investment Company Act Until passage President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act into law on July 21, 2010 all hedge funds could avoid registration with the SEC by qualifying for one of two exemptions provided by the Investment Company Act of 1940. [read post]
21 Feb 2017, 11:10 am
As we previously reported, in 2014 an Administrative Law Judge (ALJ) found that PHH Corporation (PHH) violated the Real Estate Settlement Procedures Act (RESPA) by accepting kickbacks from mortgage insurers. [read post]
5 Mar 2012, 5:00 am
Commodity interests include futures (including agricultural, metal and financial futures), commodity options and, upon the issuance of final rules under Dodd-Frank, swaps. [read post]
16 May 2011, 10:08 am
These figures do not include derivatives or real estate. [read post]
15 Mar 2011, 6:00 am
I assume that the investment adviser counts do not take into account the thousands of hedge fund, private equity fund and real estate fund managers who will be registering with the SEC in the next few months. [read post]
31 Mar 2008, 8:15 pm
The controversy was sparked by a May 2006 report in the DBJ, which covered a speech Jackson gave in Dallas to a private group of minority real estate executives. [read post]
