Search for: "Financial Consulting and Trading International, Inc."
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23 Sep 2018, 4:03 pm
Acuity Specialty Products Group, Inc., 639 F.3d 11 (1st Cir. 2011), cert. denied sub nom., U.S. [read post]
12 Sep 2018, 6:41 am
This will help give our families the financial stability they need for whatever life throws their way. [read post]
10 Sep 2018, 7:49 pm
A former lead consultant to the Government of Bolivia on its Pension Privatization Project with extensive domestic and international public policy concerns in pensions, healthcare, workforce, immigration, tax, education and other areas, Ms. [read post]
4 Sep 2018, 2:24 pm
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) Woodstock Financial Group, Inc. [read post]
20 Aug 2018, 1:40 pm
The findings stated that Corto’s office assistant then worked with an intern to remove the telephone numbers. [read post]
27 Jul 2018, 6:00 am
Cook, Mona Banerji, and Steve Klemencic, Ankura Consulting Group, on Monday, July 23, 2018 Tags: Boards of Directors, CFIUS, Cybersecurity, International governance, Oversight, Risk management Brexit Update: Keeping Track of the Moving Pieces Posted by Mark Bergman and David Lakhdhir, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Monday, July 23, 2018 Tags: Brexit, Cross-border… [read post]
17 Jul 2018, 1:40 pm
., Inc. v. [read post]
17 Jul 2018, 4:00 am
Simultaneously Artisan Ales Consulting Inc., an agent for both domestic and international beers, filed a complaint under what is now known as the Canadian Free Trade Agreement, alleging that both the 2015 Mark-up and the 2016 Mark-up (inclusive of the “grant” regime) were inconsistent with Alberta’s obligations under the Agreement on Internal Trade because it discriminated against beer imported from other provinces as compared… [read post]
13 Jul 2018, 10:37 pm
Steve Stivers (R-OH), which would overrule the “Use it Or Lose It” requirement in current Internal Revenue Regulations for HFSAs. [read post]
13 Jul 2018, 7:16 am
The securities attorneys at Gana Weinstein LLP are investigating claims against Dakota Securities International, Inc. [read post]
29 Jun 2018, 2:53 pm
Legal/Commercial Issues Chair: Jorge Sanguinetty, DevTech Systems José Gabilondo, College of Law, Florida International University, "Understanding OFAC’s New Restrictions on Direct Financial Transactions with the Cuban Government"Rafael Andrés Velázquez Pérez, Universidad de Holguín y Universidad de Vigo, "The current legal framework for FDI in Cuba: Need for a BIT with the US" William Messina and Frederick S. [read post]
29 Jun 2018, 6:04 am
Cook, Rosanne Giambalvo, and Steve Klemencic, Ankura Consulting, on Thursday, June 28, 2018 Tags: Compliance and disclosure interpretation, Foreign firms, Innovation, International governance, Jurisdiction, R&D, Securities regulation ETF Ownership and Corporate Investment Posted by Constantinos Antoniou (University of Warwick), Avanidhar Subrahmanyam (UCLA), and Onur Tosun (University of Warwick), on Thursday, June 28, 2018 … [read post]
3 Jun 2018, 2:18 pm
The NY Attorney General sent letters to the following virtual currency trading platforms and may send out a second wave for others at a later date: (1) Coinbase, Inc. [read post]
31 May 2018, 9:45 pm
The Volcker Rule requirements, part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, would be relaxed in proportion to the size of a financial institution’s trading activities under the proposed rollback. [read post]
11 May 2018, 7:22 am
But he wasn’t paying these investors by trading in international reply coupons. [read post]
11 May 2018, 5:15 am
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.FINRA Firms & Brokers, Fined & SanctionedWestern International Securities, Inc. [read post]
11 May 2018, 3:22 am
Stamer is well-known for her 30 years of extensive wage and hour, compensation and other management advice and representation of restaurant and other hospitality, health, insurance, financial services, technology, energy, manufacturing, retail, governmental and other domestic and international businesses of all types and sizes. [read post]
3 May 2018, 7:24 am
He then worked for Voya Financial Advisors Inc. from 2015 until 2016 when he was fired for “failure to cooperate in an internal investigation relating to potential receipt by the representative of a cash gift from a customer. [read post]
26 Apr 2018, 12:27 pm
FINRA Sanctions Western International Securities for Supervisory Issues According to the Financial Industry Regulatory Authority (FINRA), on February 28, 2018 an AWC was issued in which Western International Securities, Inc. [read post]
18 Apr 2018, 11:55 am
Stamer is well-known for her 30 years of extensive wage and hour, compensation and other management advice and representation of restaurant and other hospitality, health, insurance, financial services, technology, energy, manufacturing, retail, governmental and other domestic and international businesses of all types and sizes. [read post]
