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22 Mar 2016, 6:57 am by Cynthia Marcotte Stamer
“For individuals to trust in the research process and for patients to trust in those institutions, they must have some assurance that their information is kept private and secure. [read post]
22 Mar 2016, 6:57 am by Cynthia Marcotte Stamer
“For individuals to trust in the research process and for patients to trust in those institutions, they must have some assurance that their information is kept private and secure. [read post]
15 Mar 2016, 10:39 am by Alexander Schmitt
For these reasons, a pre-packaged sale can be helpful where the debtor is trying to preserve customer goodwill or other market value and time is of the essence in working out its financial distress. [read post]
2 Mar 2016, 4:26 pm by Kevin LaCroix
 For years, cryptologists and national security experts have been warning against weakening encryption. [read post]
22 Feb 2016, 4:36 pm by Kevin LaCroix
The Act has two basic objectives:   To ensure that potential investors receive the relevant financial, and all other significant information concerning securities being offered for public sale, and To prohibit deceit, misrepresentations, and other fraud in the sale of securities.1   In order to achieve these stated objectives, the Act requires the registration of companies’ securities. [read post]
29 Jan 2016, 9:01 am by Malecki Law Team
Tortoise funds were said to have been marketed to investors and sold by financial advisors at brokerages such as Mid Atlantic Capital Corp, Morgan Stanley, Pershing FundCenter, Shareholders Services Group, JPMorgan, Fidelity Institutional, FundsNetwork, MSSB Retail Fund, Raymond James, CommonWealth Universe, RBC Wealth Management, Mid Atlantic Capital Group, MSWM Brokerage, and Securities America Inc. [read post]
18 Jan 2016, 4:00 am by The Public Employment Law Press
Varlack previously served as a principal law clerk for the New York State Supreme Court and assistant vice president and counsel at AXA Financial, Inc. [read post]
13 Jan 2016, 5:05 pm by Kevin LaCroix
  The government response was the enactment of the Securities and Exchange Act of 1934, which created the Securities and Exchange Commission (SEC) and made financial reporting obligatory for public corporations. [read post]
20 Nov 2015, 9:04 pm by Stephen Bilkis
During that period, she received home care services from defendant Rockaway Home Attendant Services, Inc., a licensed home care services agency. [read post]
29 Oct 2015, 7:00 am by Alexis Yee-Garcia
Travis Laster landed another blow against M&A litigation disclosure only settlements with his decision in In re Aruba Networks Inc. [read post]
18 Oct 2015, 4:57 pm by Kevin LaCroix
  The SEC has brought other enforcement actions against corporate directors during White’s tenure as the agency’s Chair, including the 2013 action and negotiated settlement involving eight former directors of Regions Morgan Keegan, who allegedly did not fulfill their responsibilities to make fair-value determinations of securities held by the company, as required by the federal securities laws. [read post]
14 Oct 2015, 12:07 pm by Jennifer Granick
Attorney’s office in Brooklyn sought to compel Apple, Inc. to disable the security on a locked Apple device the government had authority to search pursuant to an earlier warrant. [read post]