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12 Aug 2022, 6:34 am by Dan Bressler
” “Some of the deals Kirkland has invested in alongside clients include taking stakes in Blackstone Inc. [read post]
10 Aug 2022, 6:45 pm by Race to the Bottom
Id.On June 13, 2022, the SEC charged three Schwab registered investment adviser subsidiaries, Charles Schwab & Co., Inc., Charles Schwab Investment Advisory, Inc., and Schwab Wealth Investment Advisory, Inc., for misleading robo-adviser clients within their mandatory disclosures. [read post]
1 Aug 2022, 9:01 pm by Jeff Lubitz
RCB Fund Services was appointed to manage the claims filing process. [read post]
29 Jul 2022, 6:19 am by Chris Castle
That also doesn’t mean they can’t hold the money in an account at City National Bank in Nashville that pays a higher interest rate and keep that delta. [read post]
25 Jul 2022, 5:01 am by Alistair Simmons, Justin Sherman
In response, the general manager of KBM’s Merchant Services group wrote: “Who responds to this stuff?? [read post]
22 Jul 2022, 8:55 am by Zak Gowen
Zelle Volumes Climb Quickly for BofA, Surpassing Checks for the First TimeDigital Transactions News – July 19, 2022 Five years after its launch, the Zelle person-to-person payments service continues to boost payment volumes for one of its founders, Bank of America Corp. [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
In the following guest post, ISS Securities Class Action Services and the FOX Williams law jointly report on the current state of play in European Class Actions. [read post]
17 Jul 2022, 3:45 am by Tom Sharbaugh
  See, e.g., Bayer Billing Guidelines at 7 (“Bayer will not pay for fees associated with services provided by first-year associates on an engagement unless prior written approval of Bayer Counsel has been given for such services”; “Bayer will ordinarily not pay for trainees’ time”). [read post]
12 Jul 2022, 11:22 am by The White Law Group
   Filing a Claim against your Brokerage Firm   According to his broker record, Hollifield was reportedly affiliated with the following FINRA registered firms, among others, during his career in the securities industry:    10/14/2016 – 09/10/2021, LPL FINANCIAL LLC (CRD#:6413), DACULA, GA  09/19/2008 – 11/11/2016, STERNE AGEE FINANCIAL SERVICES, INC. [read post]
8 Jul 2022, 5:01 am by Elliot Setzer
Forum for Academic & Institutional Rights, Inc. [read post]
1 Jul 2022, 1:57 pm by Rob Robinson
Announced as completed on December 14, 2021 1-December-21Simplex Services, inc.Epiq 23-November-21KLDiscovery (IPO Filing)IPO (Exchange TBD)Note: Filed Form S-1 with SEC for IPO. 11-November-21Modus (Investee)J.P. [read post]
30 Jun 2022, 3:26 am by Daily Record Staff
Shore Bancshares is the largest independent bank holding company on Maryland’s Eastern Shore providing banking and investment services to ... [read post]
30 Jun 2022, 3:25 am by Daily Record Staff
Rowe Price since 1997, beginning as an analyst specializing in financial services stocks, including banks, asset managers, and securities brokers, in the U.S. [read post]