Search for: "In re: Clayton"
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20 Dec 2018, 3:38 am
E&S Disclosures: SEC Chair Clayton Speaks In this blog, Cooley’s Cydney Posner summarizes commentary recently provided by SEC Chair Jay Clayton about E&S disclosures. [read post]
19 Dec 2018, 4:36 pm
This has been established law since the decision in Clayton v Clayton [2006] EWCA Civ 878; [2007] 1 FLR. [read post]
18 Dec 2018, 2:55 am
SEC Chairman Jay Clayton has said he wants to avoid a brawl over mandatory arbitration that would pit business groups against investors and likely splinter the five-member commission along party lines. [read post]
17 Dec 2018, 3:14 pm
John Reed Stark On November 29, 2018, the SEC announced that it had settled charges with boxer Floyd Mayweather Jr. and music producer DJ Khaled for failing to disclose payments they received for promoting investments in Initial Coin Offerings (ICOs). [read post]
17 Dec 2018, 8:18 am
It is unclear if Sessions’ successor will re-issue the Cole Memoranda. [read post]
7 Dec 2018, 5:00 am
Clayton said that he would put it this way to the Main Street investor: the audited financial information you’re receiving could be out of date by 18 months or more. [read post]
3 Dec 2018, 3:00 am
Clayton added. [read post]
28 Nov 2018, 4:42 pm
The current SEC Chair, Jay Clayton, has said that he does not consider the issue to be a top priority, seemingly shelving the idea for the time being. [read post]
21 Nov 2018, 9:56 am
Zimmerman lost his re-election bid. [read post]
20 Nov 2018, 7:18 am
“If you’re going to do it, you need to go all-in on blockchain,” he advised.Chairman Jay Clayton praised the roundtable’s participants and said he was heartened to hear about technology and stressed that the technology should not drive the structure; rather, we should outline our goals and then find the technology that can help address these goals. [read post]
19 Nov 2018, 6:00 am
Commissioner Kara Stein questioned the efficacy of “re-issuing staff guidance solely to lend it a Commission imprimatur. [read post]
16 Nov 2018, 3:02 am
Short Opening Remarks – Chair Clayton limited his opening remarks to allow more time for the panelists to share their views. [read post]
12 Nov 2018, 1:12 pm
First, the Clayton Act explicitly authorizes foreign entities to bring suit under the statute. [read post]
6 Nov 2018, 12:00 am
On the other hand, SEC Chairman Jay Clayton had the opposite opinion: “I believe every ICO I’ve seen is a security” (Michael Casey, Coindesk). [read post]
29 Oct 2018, 3:05 am
For more than 80 years, the SEC’s dedicated and vigilant enforcement staff has stood as a proud sentinel for investors, and SEC Chairman Clayton should cut the SEC enforcement staff loose and refuse to allow a preposterously strict reading of the ’34 Act’s broadly vested anti-fraud provisions to stand in its way. [read post]
25 Oct 2018, 3:30 am
Keep doing what you’re doing. [read post]
19 Oct 2018, 6:08 am
Securities and Exchange Commission, on Saturday, October 13, 2018 Tags: AIG, Broker-dealers, Derivatives, Financial regulation, Market efficiency, SEC, SEC rulemaking, Swaps, Transparency Opening Statement at the SEC Open Meeting Posted by Jay Clayton, U.S. [read post]
15 Oct 2018, 6:43 am
The SEC will also strive to embrace innovation and re-evaluate existing rules and procedures while elevating its own performance by enhancing technical capabilities and human capital development. [read post]
13 Oct 2018, 7:22 am
Posted by Jay Clayton, U.S. [read post]
22 Sep 2018, 8:20 am
Harrington asked about what Parrella had told others about the job, but Parrella sustained an asked-and-answered objection and said, “We’re not going to go there” when Harrington asked if Parrella was planning to talk to Pohl about the case. [read post]
