Search for: "Luis Aguilar" Results 301 - 320 of 348
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26 Mar 2010, 3:33 am by Jacob Katz Cogan
Stephanie Brown, Bottom-up lawmaking and the regulation of private military and security companiesAlfonso-Luis Calvo Caravaca & Javier Carrascosa González, Críticas y contracríticas en torno a la Ley 54/2007 de 28 de diciembre, de adopción internacional: el ataque de los clonesMaría del Pilar Diago Diago, La "Kafala" islámica en EspañaCarlos Llorente Gómez de Segura, Las reglas de Rotterdam (I)Andrés… [read post]
15 Mar 2010, 2:50 pm by Securites Lawprof
Excerpt from Speech by SEC Commissioner Luis Aguilar, Making Sure Investors Benefit from Money Market Fund Reform, Investment Company Institute and Federal Bar Association Mutual Funds and Investment Management Conference, Phoenix, AZ, March 15, 2010: Potential Further Action Notwithstanding the... [read post]
15 Mar 2010, 12:54 pm by Gordon Smith
Luis Aguilar has the most experience in the private sector, but almost all of his experience is as a practicing lawyer. [read post]
8 Mar 2010, 1:32 am by Kevin LaCroix
"   In a February 6, 2010 speech (here), SEC Commission Luis Aguilar characterized the 2006 Statement as a "misguided approach. [read post]
12 Feb 2010, 11:08 am by Steve Bainbridge
Democratic SEC Commissioner Luis Aguilar thinks not: “While there was much activity this past year, very little has actually been accomplished,” Securities and Exchange Commissioner Luis Aguilar said Feb. 5, expressing doubt that comprehensive financial services reform will become a reality. ... [read post]
12 Feb 2010, 10:17 am
Thatand#39;s according to Luis Aguilar, a commissioner with the Securities and Exchange Commission, who said the regulator is currently hamstrung by its existing policy, which does not sufficiently emphasize deterrence and punishment. [read post]
29 Jan 2010, 11:23 am by Stikeman Elliott LLP
While the guidance has yet to be published by the SEC, a speech by SEC Commissioner Luis A. [read post]
28 Jan 2010, 7:32 am by Lejla Hadzic
" SEC Chairman Mary Schapiro and Commissioners Elisse Walter and Luis Aguilar voted for the release, while Commissioners Troy Paredes and Kathleen Casey voted against. [read post]
28 Jan 2010, 7:32 am by Ted Allen
” SEC Chairman Mary Schapiro and Commissioners Elisse Walter and Luis Aguilar voted for the release, while Commissioners Troy Paredes and Kathleen Casey voted against. [read post]
10 Nov 2009, 5:28 am by Broc Romanek
Last week, SEC Commissioner Luis Aguilar delivered this speech entitled "Investors Deserve Sustainable Reform -- Not More of the Same" in which he decried some of the Congressional efforts to rein in Sarbanes-Oxley and more. [read post]
2 Nov 2009, 3:07 am by Broc Romanek
Also notable is this recent speech from SEC Commissioner Luis Aguilar entitled "The Power of the Shareholder & the Rise of Corporate Democracy. [read post]
6 Oct 2009, 6:24 am
Contents include:EstudiosHilda Aguilar Grieder, Arbitraje comercial internacional y grupos de sociedadesCelia M. [read post]
23 Jul 2009, 4:15 am
Aguilar’s Statement: Reducing the Temptation of Advisers to Misuse Political Contributions Commissioner Troy A. [read post]
2 Jul 2009, 9:16 am
Commissioner Luis Aguilar praised this initiative, noting that studies have shown that diversity "results in real va [read post]
20 Jun 2009, 9:38 am
In a speech delivered May 7th at the Advisers Association's annual conference, SEC Commissioner Luis Aguilar said that broker representatives increasingly provide investment advice, and such advisors have "an affirmative obligation to put a client's interest above his or her own. [read post]
11 Jun 2009, 2:07 pm
At least one Securities and Exchange Commission member believes that broker representatives have a fiduciary duty to their clients, and that is Luis Aguilar, reports Blaine F. [read post]