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17 Oct 2011, 8:05 am
The respective ideas get progressively bigger: in April, SEC Chair Mary Schapiro suggested that crowdfunding was essentially micro-finance, denoting offerings capped at $100,000 and individual investments of no more than $100; President Obama seems to think crowdfunding is suitable for raising up to $1,000,000, essentially a robust seed financing alternative; but the subcommittee doing the markups of the bill think crowdfunding means offerings of $5,000,000, an amount some tech… [read post]
17 Oct 2011, 7:04 am
Jim McDermott (D-WA), a co-author of the provision along with Senator Richard Durbin (D-IL), sent a letter to SEC Chair Mary Schapiro on the costs of complying with the provision. [read post]
15 Oct 2011, 6:02 am
Shortly thereafter, Congress heard testimony from Inspector General David Kotz, SEC Chairman Mary Schapiro and Mr. [read post]
15 Oct 2011, 6:02 am
Shortly thereafter, Congress heard testimony from Inspector General David Kotz, SEC Chairman Mary Schapiro and Mr. [read post]
13 Oct 2011, 12:23 pm
District Court for the District of Columbia, also names SEC Chairman Mary Schapiro as a defendant. [read post]
13 Oct 2011, 7:22 am
SEC Chairman Mary Schapiro lauded the registration requirement as “a critical step toward better protecting investors. [read post]
12 Oct 2011, 6:57 am
Rosenberg (‘83), Mary Schapiro, James S. [read post]
12 Oct 2011, 4:34 am
SEC Chair Schapiro to Stay Through Next Fall (At Least) Tackling a frequently asked question, this WSJ article entitled "Schapiro to Stay at SEC Through Next Fall" puts to bed any rumors that SEC Chair Mary Schapiro is a short-timer. [read post]
9 Oct 2011, 3:39 pm
SEC Chairman Mary Schapiro will open the event. [read post]
9 Oct 2011, 10:07 am
Since 2009, a Monitoring Board made up of 5 securities regulators, including SEC Chair Mary Schapiro, has provided a public accountability mechanism. [read post]
8 Oct 2011, 2:15 pm
SEC Chairman Mary Schapiro vowed to be tougher on enforcement when she first took office. [read post]
7 Oct 2011, 9:04 pm
SEC Chairman Mary Schapiro has told staff that they need to recommend a proposal before the year is over. [read post]
5 Oct 2011, 1:45 pm
"We have communicated to Chairman [Mary] Schapiro our strong support for the re-establishment of the SEC's Investor Advisory Committee," said Jeff Mahoney, general counsel of the Council of Institutional Investors.In a letter to Schapiro in June, a representative of the Forum for Sustainable and Responsible Investment wrote: "It will send a troubling message if this new small business advisory group is created while reconstitution of the Investor… [read post]
2 Oct 2011, 6:15 am
Editor’s Note: Mary Schapiro is Chairman of the U.S. [read post]
27 Sep 2011, 4:59 am
His boss, SEC Chair Mary Shapiro, knew of the investment. [read post]
26 Sep 2011, 3:53 pm
In a letter to SEC Chair Mary Schapiro, four prominent House Democrats, including Rep. [read post]
26 Sep 2011, 1:30 pm
SEC Chairman Mary Schapiro said at the time that the proposals are “intended to strengthen the integrity and improve the transparency of credit ratings. [read post]
23 Sep 2011, 7:50 pm
Securities and Exchange Commission Chairman Mary Schapiro has been taking some heat because the agency allowed David Becker, a former SEC general counsel, to help develop policy regarding compensation for the victims of the Bernard Madoff Ponzi scam should be compensated even though Becker was someone who benefited from the scheme. [read post]
23 Sep 2011, 9:43 am
" Chairman Mary Schapiro (whose testimony is available here) told the Committees that there "were a number of important facts about Mr. [read post]
22 Sep 2011, 1:13 pm
Schapiro, U.S. [read post]
