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10 Sep 2019, 1:43 pm
Consequently, there was no likelihood of confusion between the signs, and the appeal was upheld.Señor Pepe is devoid of semantic content (Meme Credit: Cheezburger.com)CommentThe decision is a useful reminder that the goods matter more than is often thought when assessing likelihood of confusion. [read post]
2 Sep 2019, 3:38 am by Florence Campbell Jones
  This month’s Trade Alert considers key legal risks for traders in the Greek loan market. [read post]
22 Aug 2019, 10:07 am by Scott H. Kimpel
  Issues of personal and subject matter jurisdiction could also be relitigated in such an action. [read post]
16 Aug 2019, 11:48 am by anne
There are two possible outcomes: if the trader’s prediction is correct, they receive a set amount of cash; if they are incorrect, they get nothing. [read post]
9 Aug 2019, 11:47 am
FINRA Censures and Fines Member Firm for 13 Unregistered Prop Traders. [read post]
6 Aug 2019, 3:07 pm by Sarah Aberg
”  In other words, any trader could be criminally liable for trading on information that the trader knew or should have known was “wrongfully” obtained. [read post]
1 Aug 2019, 7:14 pm by Dan Bressler
The use of project code words for transactional matters is generally effective at protecting against disclosure of the identities of the parties to the transaction. [read post]
1 Aug 2019, 12:08 pm by Ashley Tabrizi
As a matter of general law, security will pass automatically in both instances. [read post]
31 Jul 2019, 11:30 am by Sarah Aberg and Kate Ross
”  In other words, any trader could be criminally liable for trading on information that the trader knew or should have known was “wrongfully” obtained. [read post]
28 Jul 2019, 6:20 pm by Chris Manes
” As a practical matter, most crypto traders are exempt from doing business in California if all they are doing is trading on their own account, regardless of the magnitude of the gain. [read post]
18 Jul 2019, 10:37 am by Astarita
The Securities and Exchange Commission today announced settled administrative proceedings against Swapnil Rege, a North Brunswick, New Jersey portfolio manager and trader, for mispricing private fund investments, resulting in a large personal bonus.According to the SEC's order, from June 2016 to April 2017, while employed by the fund's adviser, Rege manipulated the inputs he used to value interest rate swaps and swap options to create the false impression that his investments for… [read post]
16 Jul 2019, 1:01 pm
In the Matter of the Arbitration Between Andrew Russell Kevlahan, Claimant, v. [read post]
16 Jul 2019, 10:18 am by CFM Admin
. **** SEC Matters SEC Adopts New Regulation Best Interest. [read post]
10 Jul 2019, 9:05 pm by Andrew N. Vollmer
First Derivative Traders involved the potential liability of an investment adviser for allegedly false statements in the prospectus of a mutual fund. [read post]
10 Jul 2019, 4:38 pm by INFORRM
In other words, the essential aim of trade marks is to distinguish the goods or services of one trader from those of another and guarantee their origins and quality to consumers. [read post]