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21 Jan 2021, 1:49 pm
ET, Ballard’s Consumer Financial Services Group will hold a webinar, “The Times at the CFPB are A-Changing: Perspectives on the CFPB Under Acting Director Uejio and Director Chopra. [read post]
15 Apr 2013, 4:05 am
Financial Analyst Survey: "Chinese Wall? [read post]
27 Oct 2022, 9:44 am
Alan Kaplinsky, Senior Counsel in Ballard Spahr’s Consumer Financial Service Group, leads the discussion, joined by John Culhane, Richard Andreano, and Michael Gordon, partners in the Group. [read post]
28 May 2010, 10:00 am
Here's a helpful guide to the UK proposals, along with some commentary from my partner Jacqui Hatfield, who leads Reed Smith's Financial Services Advisory Group from our office in London. [read post]
30 Jun 2010, 6:06 am
As reported June 29 by Investment News, the leading sellers of the private placements in Provident Royalties were Capital Financial Services, with $33.7 million in sales; Next Financial Group, with $33.5 million; and QA3 Financial Corp., with $32.6 million. [read post]
11 Jun 2010, 3:10 pm
One of the woman’s co-workers, a lead financial management analyst, said she felt that the treatment indicated “prejudice. [read post]
19 Aug 2011, 10:02 am
Both the SEC and CFTC have been targets of hostile letters from financial trade groups and industry groups threatening legal action. [read post]
28 Mar 2022, 9:15 am
Among other things the CMA recommends that the future entity should have effective regulatory oversight, with a new joint regulatory oversight committee to agree and implement the next steps led jointly by the Financial Conduct Authority (FCA) and Payment Systems Regulator (PSR). [read post]
18 Apr 2012, 8:50 am
Business groups are also weighing in on cybersecurity this week. [read post]
2 Dec 2008, 9:36 am
Cole, chairman of the Center for Automotive Research, a nonprofit group that studies the industry. [read post]
24 Apr 2012, 9:39 am
The Financial Industry Regulatory Authority, Department of Enforcement ("FINRA") has filed a Complaint against Clyde Thornburg ("Thornburg"), a broker employed by NEXT Financial Group, Inc. in Sarasota, Florida. [read post]
3 Nov 2022, 7:20 am
Alan Kaplinsky, Senior Counsel in Ballard Spahr’s Consumer Financial Services Group, hosts the conversation, joined by Michael Guerrero, John Culhane, Lisa Lanham, and Michael Gordon, partners in the Group. [read post]
13 Jul 2014, 1:41 am
The next big financial institution to face insolvency was Lehman Brothers, an even bigger investment bank than Bear Stearns. [read post]
13 Aug 2006, 2:37 pm
Law Technology News has a panel—although it actually seems to be a list of isolated commentators, not an interactive group discussion—talking about "how the emergence of business intelligence financial analysis software is going to affect the legal community over the next year? [read post]
20 Aug 2023, 4:04 pm
Over the next year, the government will roll out legislation in the following three streams: Stream one: removing onerous red tape that adds to the cost of advice. [read post]
2 Aug 2011, 8:47 am
Our insurance group colleague Stuart Carruthers recently authored an article regarding the potential compliance issues emanating from certain provisions of the U.S. [read post]
5 Dec 2023, 2:57 pm
Hi Everyone, You are invited to our next CodeX group meeting, this Thursday (Dec 7), from 1:30p to 2:30p PT, via Zoom. [read post]
6 Jun 2022, 5:30 pm
A message from CodeX Executive Director, Roland Vogl… Hi Everyone, Our next CodeX group meeting of the quarter is this Thursday (June 9), from 1:30p to 2:30p PT, via Zoom – please subscribe to our mailing list for access to group meetings. [read post]
6 Dec 2023, 1:51 pm
Cypriot investigators held a meeting this week without the U.S. group to assess the progress — and next steps — in at least 30 cases of suspected sanctions violations, according to the Phileleftheros newspaper. [read post]
29 Jan 2020, 9:10 am
We know how overwhelming life can be after a car accident, and we can help you take the next steps towards securing financial compensation for your damages.The last thing you need is the added stress of fighting with insurance companies while the medical bills keep piling in. [read post]
