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27 Nov 2012, 12:29 pm
The 200-page report available here with a one-time registration, discusses how,[t]he first two decades of the U.S. [read post]
29 Apr 2013, 5:30 am
On the bright side, Blass indicates that the he would consider a rule providing a broker-dealer registration exemption written specifically for private fund advisers. [read post]
1 May 2024, 12:30 pm
Consultancy: Academic Content Development and Facilitation, Refugee-Led Research Hub [info]- Submit application materials by 5 May 2024.Call for registration: 35th Online Course on International Refugee Law (English), 3-28 June 2024 [info]- Register by 6 May 2024.Call for participants: Teaching Refugee History, London, 24 June 2024 [info]- Submit expressions of interest by 10 May 2024.Short course: Modern Day Slavery: exploring the intersectionality of gender, migration and… [read post]
27 Apr 2009, 11:45 pm
Spirits International, B.V., Opposition No. 92043340 (March 31, 2009) [not precedential].Respondent Spirits' chain-of-title to the RUSSKAYA registration "originated in the early 1990s with the privatization of the previously state-owned Russian vodka industry, which itself occurred as part of the process of privatization in Russia and the former Soviet Union known as perestroika. [read post]
25 Jun 2013, 8:00 am
The bill would exempt private equity fund managers from the registration and reporting requirements of the Investment Adviser Act. [read post]
25 Oct 2011, 1:50 pm
The Section 203(b)(3) exemption, previously relied on by advisers to hedge and other private funds, was repealed and replaced by the new exemptions at Sections 203(l) and (m). [read post]
9 Aug 2011, 11:17 am
The Section 203(b)(3) exemption, previously relied on by advisers to hedge and other private funds, is being repealed and replaced by the new exemptions at Sections 203(l) and (m). [read post]
11 Nov 2015, 12:11 am
Registration is open. [read post]
19 Mar 2021, 6:08 am
While the Exam Priorities address the Division of Examinations’ focus for all of the SEC’s registrants, certain focus areas will be of particular interest to private fund managers. [read post]
31 Oct 2011, 12:00 pm
Registration Sys., Inc., Civil No. 10-4626, — F. [read post]
24 Jul 2009, 4:00 am
Senator Reed pointed out that bringing private funds under the SEC registration umbrella would require additional resources and technology. [read post]
7 Feb 2011, 10:19 am
The major impact will be felt by funds, fund managers and advisers in the form of new registration requirements and different, more highly defined, exemptions from registration. [read post]
22 Apr 2024, 1:11 pm
Private equity firms and their sponsored funds are not signatories to a portfolio company’s registration statements or prospectuses. [read post]
6 May 2013, 5:00 am
Private Equity Real Estate just released its ranking of the top 50 real estate private equity fund managers. [read post]
24 Feb 2024, 1:10 pm
You have to be wary of private actors’ incentives. [read post]
30 Jan 2017, 4:14 am
Its general topic is “Politics and Private International Law”. [read post]
26 Jul 2017, 2:02 am
Registration is open until 5 August, 2017. [read post]
23 Jul 2009, 7:04 am
Applicability to Advisers to Private Funds The new reporting requirements will generally apply to investment advisers to any “private fund,” which would be any investment fund that is relying on Section 3(c)(1) or 3(c)(7) of the Investment Company Act of 1940 for exemption from registration, and that is either organized in or created under the laws of the U.S. or has 10 percent or more of its outstanding securities owned by U.S.… [read post]
28 Apr 2020, 1:08 am
The latest issue of the „Praxis des Internationalen Privat- und Verfahrensrechts (IPRax)“ features the following articles: A. [read post]
20 Jan 2015, 6:00 am
In addition, a merger and acquisitions broker is not exempt from registration if the broker is subject to suspension or revocation of registration under the 1934 Act, or other disqualified under applicable law or order. [read post]
