Search for: "U.S. Commodity Futures Trading Commission"
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9 May 2008, 12:08 pm
The Commodity Futures Trading Commission on Thursday said it is considering whether these markets should be regulated, and how. [read post]
29 Dec 2021, 9:00 am
In 2021, the Commodity Futures Trading Commission (CFTC) Whistleblower Program received widespread attention for issuing a record-setting $200 million whistleblower award. [read post]
30 Sep 2020, 11:01 am
Commodity Futures Trading Commission (CFTC) announced an award of approximately $250,000 to a whistleblower. [read post]
5 Jul 2015, 6:00 am
The week of June 15, 2015 saw two of the first publicly announced enforcement actions brought by the Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) to enforce security-based swap and swap regulatory requirements under Title VII of the Dodd-Frank Act. [read post]
9 Mar 2012, 7:56 am
According to the order, the financial giant confirmed the execution of a prearranged trade of ten year U.S. [read post]
16 Oct 2020, 10:58 am
The multi-agency enforcement action was brought by the Commodity Futures Trading Commission (CFTC), the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC). [read post]
28 May 2021, 12:35 pm
Senate unanimously passed legislation to fund the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
29 Feb 2016, 9:56 am
Commodity Futures Trading Commission (“CFTC”), which recently issued an order finding that bitcoin are a commodity covered by the Commodity Exchange Act. [read post]
15 Jul 2019, 3:32 pm
On July 9, 2019, the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Securities and Exchange Commission, and the Commodity Futures Trading Commission (collectively, the Agencies), announced that it had finalized a February 2019 proposed rule to make two amendments to the Volcker Rule that had been mandated by the May 2018 Economic Growth, Regulatory Relief, and… [read post]
19 Jan 2018, 11:31 am
Yesterday the Commodity Futures Trading Commission announced two enforcement actions as part of a continuing crackdown on virtual currency fraud schemes by numerous federal agencies. [read post]
23 Jan 2012, 12:09 pm
Court of Appeals for the District of Columbia Circuit dismissed a challenge by securities and derivatives industry associations to rules establishing derivatives position limits adopted by the Commodity Futures Trading Commission. [read post]
2 Dec 2013, 6:46 am
On November 5, 2013, the Commodity Futures Trading Commission proposed rules to establish new position limits that would apply to 28 agricultural, energy and metals futures contracts, and swaps, futures and options that are economically equivalent to those contracts. [1] Once adopted, the proposal would reinstate, with certain changes, the position limit rules that were vacated by a U.S. federal court in 2012 (the “Vacated… [read post]
24 Jul 2023, 9:01 pm
Senate two weeks ago seeks “to bring crypto assets within the regulatory perimeter” by granting oversight responsibility to the Commodity Futures Trading Commission (CFTC) for most forms of cryptocurrency. [read post]
8 Nov 2019, 10:02 am
Securities Exchange Commission (“SEC”) and Commodity Futures Trading Commission (“CFTC”) administer whistleblower claims under the Sarbanes-Oxley Act of 2002. [read post]
13 Dec 2010, 8:18 am
The Wall Street Journal is reporting today on the hurdles that whistleblowers face when they provide tips about financial fraud to the Securities and Exchange Commission (SEC) and Commodities Futures Trading Commission (CFTC) under the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
18 Jul 2012, 11:04 am
Commodities Futures Trading Commission (CFTC) as well as the Financial Services Authority in the United Kingdom for allegedly rigging the LIBOR rate. [read post]
29 Jul 2020, 8:32 am
Commodity Futures Trading Commission (CFTC) announced a whistleblower award of approximately $9 million. [read post]
17 Jan 2024, 11:25 am
According to a leading whistleblower attorney, the Commodity Futures Trading Commission (CFTC) Whistleblower Program is key to the United States’ efforts to police cryptocurrency, but Congress must pass a bill to save the program from financial collapse. [read post]
18 Aug 2021, 12:00 pm
Commodity Futures Trading Commission (CFTC) posted three Notices of Covered Actions (NCAs). [read post]
24 Sep 2019, 7:07 am
Commodities Futures Trading Commission (CFTC) And Bank Secrecy Act (BSA) The CFTC is the regulator “charged with ensuring the integrity of the futures & swap markets”. [read post]
